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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

ERIC MARVIN DYE

Advisor at CETERA INVESTMENT ADVISERS LLC

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:7c45c6c8-7201-e2ce-0acc-9c026daf6aef

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 22, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jul 1, 2013
First registration: Jul 22, 2013
Dual registered: yes, broker-dealer
IAPD individual key: 2903627

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	n/a	yes	SCOTTSDALE, AZ	Current employment
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Mar 4, 2020	May 20, 2021	no	SCOTTSDALE, AZ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 9, 2019	Mar 13, 2020	no	SCOTTSDALE, AZ	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Dec 7, 2018	Sep 11, 2019	no	GOODYEAR, AZ	Previous registration
EDELMAN FINANCIAL ENGINES	Independent wealth	Dec 15, 2015	May 24, 2018	no	Phoenix, AZ	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jul 22, 2013	Oct 1, 2015	no	CHIPPEWA FALLS, WI\|CRYSTAL LAKE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SUMMIT FINANCIAL GROUP INC	CETERA INVESTMENT ADVISERS LLC	May 20, 2021	Jun 29, 2023	770	Bulk transfer	Ibd to ibd
LPL FINANCIAL LLC	SUMMIT FINANCIAL GROUP INC	Mar 13, 2020	Mar 4, 2020	-9	Firm change	Ibd to ibd
J.P. MORGAN SECURITIES LLC	LPL FINANCIAL LLC	Sep 11, 2019	Oct 9, 2019	28	Firm change	Wirehouse to ibd
EDELMAN FINANCIAL ENGINES	J.P. MORGAN SECURITIES LLC	May 24, 2018	Dec 7, 2018	197	Firm change	RIA to wirehouse
CETERA ADVISOR NETWORKS LLC	EDELMAN FINANCIAL ENGINES	Oct 1, 2015	Dec 15, 2015	75	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:109485:AZ:2020-03-13	Mar 13, 2020	Mar 4, 2020	SCOTTSDALE, AZ	Firm change

Relationships

Registered with (6)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Mar 4, 2020 to May 20, 2021factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 9, 2019 to Mar 13, 2020factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Dec 7, 2018 to Sep 11, 2019factForm ADV
→ EDELMAN FINANCIAL ENGINESRegistered adviserregistration: previous registration
Dec 15, 2015 to May 24, 2018factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Jul 22, 2013 to Oct 1, 2015factForm ADV

Dated events

No dated event names this entity yet.