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Advisor at HORACE MANN INVESTORS, INC.
SPRINGFIELD, IL | Riverside, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HORACE MANN INVESTORS, INC. | No RAUM reported | Jan 19, 2024 | n/a | yes | SPRINGFIELD, IL|Riverside, CA | Current employment |
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | Sep 3, 2015 | Nov 2, 2017 | no | ST. PAUL, MN|SAINT PAUL, MN|CHINO HILLS, CA|RIVERSIDE, CA|REDLANDS, CA|RIVERSIDE, CA|CORONA, CA|Riverside, CA|BIG BEAR LAKE, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Nov 23, 2011 | Oct 16, 2014 | no | PASADENA, CA|RANCHO CUCAMONGA, CA|RANCHO CUCAMONGA, CA | Previous registration |
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | May 11, 2004 | Nov 16, 2011 | no | LAGUNA HILLS, CA|Riverside, CA|ONTARIO, CA|RANCHO CUCAMONGA, CA|SAN BERNARDINO, CA|UPLAND, CA|REDLANDS, CA|Riverside, CA|CHINO HILLS, CA|CORONA, CA|CORONA, CA|RANCHO CUCAMONGA, CA|CHINO HILLS, CA|CORONA, CA|SAN BERNARDINO, CA|UPLAND, CA|ONTARIO, CA|CORONA, CA|REDLANDS, CA|RIVERSIDE, CA|SAN BERNARDINO, CA|SAN BERNARDINO, CA|SAN BERNARDINO, CA|BIG BEAR LAKE, CA|ONTARIO, CA|UPLAND, CA | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | May 21, 2002 | May 28, 2004 | no | PALM DESERT, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. BANCORP ADVISORS, LLC | HORACE MANN INVESTORS, INC. | Nov 2, 2017 | Jan 19, 2024 | 2,269 | Firm change after gap | Other |
| WELLS FARGO ADVISORS | U.S. BANCORP ADVISORS, LLC | Oct 16, 2014 | Sep 3, 2015 | 322 | Firm change | Other |
| U.S. BANCORP ADVISORS, LLC | WELLS FARGO ADVISORS | Nov 16, 2011 | Nov 23, 2011 | 7 | Firm change | Other |
| STRATEGIC ADVISERS LLC | U.S. BANCORP ADVISORS, LLC | May 28, 2004 | May 11, 2004 | -17 | Firm change | Other |