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RIA / WealthAdvisor20 years in industry

CHRISTOPHER RONALD MILLER

Advisor at SOUTH POINTE ADVISORS LLC

NEW YORK, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 1, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SOUTH POINTE ADVISORS LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 9, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Nov 9, 2005
First registration: May 1, 2006
Dual registered: no
IAPD individual key: 4992406

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SOUTH POINTE ADVISORS LLC	State registered	Oct 20, 2021	n/a	yes	NEW YORK, NY	Current employment
KNOTT ASSET MANAGEMENT, LLC	Former SEC adviser	Jun 6, 2011	Aug 20, 2012	no	CAMBRIDGE, MA	Previous registration
LORD, ABBETT & CO. LLC	Asset manager	Jan 28, 2008	Jun 4, 2010	no	JERSEY CITY, NJ	Previous registration
OPPENHEIMER & CO. INC.	Bd affiliated wealth	May 1, 2006	Oct 16, 2007	no	NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KNOTT ASSET MANAGEMENT, LLC	SOUTH POINTE ADVISORS LLC	Aug 20, 2012	Oct 20, 2021	3,348	Firm change after gap	Other
LORD, ABBETT & CO. LLC	KNOTT ASSET MANAGEMENT, LLC	Jun 4, 2010	Jun 6, 2011	367	Firm change	Other
OPPENHEIMER & CO. INC.	LORD, ABBETT & CO. LLC	Oct 16, 2007	Jan 28, 2008	104	Firm change	Other

Relationships

Registered with (4)

→ SOUTH POINTE ADVISORS LLCRegistered adviserregistration: current employment
Oct 20, 2021 to presentfactForm ADV
→ KNOTT ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 6, 2011 to Aug 20, 2012factForm ADV
→ LORD, ABBETT & CO. LLCRegistered adviserregistration: previous registration
Jan 28, 2008 to Jun 4, 2010factForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
May 1, 2006 to Oct 16, 2007factForm ADV

Dated events

No dated event names this entity yet.