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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Glenwood Springs, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Mar 4, 2014 | n/a | yes | Glenwood Springs, CO|Glenwood Springs, CO | Current employment |
| LIGHTHOUSE FINANCIAL LLC | Former SEC adviser | Jan 13, 2011 | Jun 17, 2014 | no | BASALT, CO | Previous registration |
| LIGHTHOUSE FINANCIAL LLC | Former SEC adviser | Mar 30, 2007 | Dec 31, 2009 | no | BASALT, CO | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Jan 26, 2007 | Jan 28, 2009 | no | BROOMFIELD, CO|BASALT, CO | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jun 8, 2005 | Dec 31, 2006 | no | BASALT, CO|BASALT, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LIGHTHOUSE FINANCIAL LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Jun 17, 2014 | Mar 4, 2014 | -105 | Firm change after gap | Other |
| CETERA ADVISOR NETWORKS LLC | LIGHTHOUSE FINANCIAL LLC | Jan 28, 2009 | Mar 30, 2007 | -670 | Firm change after gap | Other |
| VOYA FINANCIAL ADVISORS, INC. | CETERA ADVISOR NETWORKS LLC | Dec 31, 2006 | Jan 26, 2007 | 26 | Firm change | Other |