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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

BANK OF IRELAND ASSET MANAGEMENT (U.S.) LTD.

CRD 110509

DUBLIN 4

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7c59780a-2b92-de61-96dc-16ab6d5891c7

Data as of Jan 9, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2012 to Jan 9, 2017
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 4
Advisory employees: 1
SEC number: 801-29606
CRD: 110509
Filings on the tape: 12
First filed: Mar 28, 2012
Latest filed: Jan 9, 2017
Organised: Other (specify)

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BIAM HOLDINGS	Corporation	E	yes	04/1998	Mar 28, 2012	Jan 9, 2017
JOHNSTON, NICOLA	Director	Na	yes	09/2013	Oct 8, 2013	Jan 9, 2017
KARNOFSKY, JON, DARYL	CHIEF COMPLIANCE OFFICER	Na	yes	01/2011	Mar 28, 2012	Jan 9, 2017
O'MURCHU, SEAN, FINBAR	Director	Na	yes	09/2014	Jun 29, 2015	Jan 9, 2017
QUINN, KEVIN	Director	Na	yes	02/2013	Mar 11, 2013	Jan 9, 2017
THE GOVERNOR AND COMPANY OF THE BANK OF IRELAND	Shareholder	E	yes	02/1987	Mar 28, 2012	Jan 9, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BANK OF IRELAND PRIVATE BANKING LIMITED	n/a	n/a	n/a	Y	yes	n/a
THE GOVERNOR AND COMPANY OF THE BANK OF IRELAND	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Jun 29, 2016	n/a	n/a	4	1	n/a	n/a	n/a
2015	Jun 29, 2015	n/a	n/a	6	2	n/a	n/a	n/a
2014	Jun 30, 2014	n/a	n/a	5	2	n/a	n/a	n/a
2013	May 14, 2013	n/a	n/a	5	2	n/a	n/a	n/a
2012	May 8, 2012	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	n/a	n/a	n/a	n/a	n/a	4	6	n/a	n/a

Relationships

Controls (6)

← KARNOFSKY, JON, DARYLOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← QUINN, KEVINOwnerDIRECTOR, ownership code NA, individual
Mar 11, 2013 to presentfactForm ADV
← JOHNSTON, NICOLAOwnerDIRECTOR, ownership code NA, individual
Oct 8, 2013 to presentfactForm ADV
← O'MURCHU, SEAN, FINBAROwnerDIRECTOR, ownership code NA, individual
Jun 29, 2015 to presentfactForm ADV
← BIAM HOLDINGSOwnerCORPORATION, ownership code E, foreign entity
Mar 28, 2012 to presentfactForm ADV
← THE GOVERNOR AND COMPANY OF THE BANK OF IRELANDOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 28, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7c59780a-2b92-de61-96dc-16ab6d5891c7
First observed: Mar 28, 2012
Last observed: Jan 9, 2017 118 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BANK OF IRELAND ASSET MANAGEMENT (U.S.) LTD.

CRD 110509

DUBLIN 4

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7c59780a-2b92-de61-96dc-16ab6d5891c7

Data as of Jan 9, 2017 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:01 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BIAM HOLDINGS

Corporation

yes

04/1998

Mar 28, 2012

Jan 9, 2017

JOHNSTON, NICOLA

Director

yes

09/2013

Oct 8, 2013

Jan 9, 2017

KARNOFSKY, JON, DARYL

CHIEF COMPLIANCE OFFICER

yes

01/2011

Mar 28, 2012

Jan 9, 2017

O'MURCHU, SEAN, FINBAR

Director

yes

09/2014

Jun 29, 2015

Jan 9, 2017

QUINN, KEVIN

Director

yes

02/2013

Mar 11, 2013

Jan 9, 2017

THE GOVERNOR AND COMPANY OF THE BANK OF IRELAND

Shareholder

yes

02/1987

Mar 28, 2012

Jan 9, 2017

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BANK OF IRELAND PRIVATE BANKING LIMITED

n/a

yes

n/a

THE GOVERNOR AND COMPANY OF THE BANK OF IRELAND

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Jun 29, 2016

n/a

2015

Jun 29, 2015

n/a

2014

Jun 30, 2014

n/a

2013

May 14, 2013

n/a

2012

May 8, 2012

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

n/a