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Advisor at NWF ADVISORY SERVICES INC
Walnut Creek, CA | LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NWF ADVISORY SERVICES INC | Independent wealth | Jan 31, 2017 | n/a | yes | Walnut Creek, CA|LOS ANGELES, CA | Current employment |
| WHJR ASSOCIATES | Former SEC adviser | Jul 15, 2002 | Apr 18, 2017 | no | CAMPBELL, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WHJR ASSOCIATES | NWF ADVISORY SERVICES INC | Apr 18, 2017 | Jan 31, 2017 | -77 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 113269:110410:CA:2017-04-18 | Apr 18, 2017 | Jan 31, 2017 | CAMPBELL, CA | Firm change after gap |