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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

TOPSPIN MANAGEMENT COMPANY LLC

CRD 167763

ROSLYN HEIGHTS, NY

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Search this name across graphsid dfx:ria:7c5f2ce4-bd07-48d9-cf32-1d1475c153d9

Data as of Apr 1, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 1
Observed: Oct 3, 2013 to Apr 1, 2015
3 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Topspin Management Company LLC

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $203MItem 5.F on the latest filing (2015-04-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $203M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Accounts: 4
Private funds: 4Schedule D 7.B(1)
Private fund GAV: $203Mgross asset value as reported per fund; never fund size
Custody, client assets: $203M
SEC number: 801-78669
CRD: 167763
Filings on the tape: 3
First filed: Oct 3, 2013
Latest filed: Apr 1, 2015
Organised: Limited Liability Partnership, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
TOPSPIN FUND, LP	Venture Capital Fund	$98.5M	Feb 7, 2023	37	Oct 3, 2013	reported	n/a
TOPSPIN MINI-FUND, LP	Venture Capital Fund	$29.1M	Feb 7, 2023	5	Oct 3, 2013	reported	n/a
TOPSPIN PARTNERS, LP	Venture Capital Fund	$21.9M	Feb 7, 2023	96	Oct 3, 2013	reported	n/a
TOPSPIN BIOTECH FUND II, L.P.	Venture Capital Fund	$8.4M	Feb 7, 2023	7	Mar 30, 2016	reported	n/a
TOPSPIN ASSOCIATES, LP	Venture Capital Fund	$1.0M	Feb 7, 2023	79	Oct 3, 2013	reported	n/a
TOPSPIN SFC HOLDINGS, LLC	Venture Capital Fund	$248	Feb 7, 2023	64	Apr 21, 2017	reported	021-202083

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GUTHART, LEO, ABNER	MANAGING MEMBER	E	yes	08/2000	Oct 3, 2013	Apr 1, 2015
WINICK, STEVEN, JAY	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER	Na	yes	08/2000	Oct 3, 2013	Apr 1, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
TOPSPIN MANAGEMENT COMPANY LBO LLC	n/a	Asset manager	$686M	N	yes	n/a
LG MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
TOPSPIN MANAGEMENT COMPANY II, LP	n/a	n/a	n/a	N	yes	n/a
TOPSPIN MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Apr 1, 2015	$203M	$203M	3	2	n/a	4	$203M
2013	Apr 2, 2014	$175M	$130M	3	2	n/a	4	$260M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$203M	$175M	15.8%	n/a	n/a	3	3	n/a	n/a

Relationships

Advises (6)

→ TOPSPIN ASSOCIATES, LPPrivate fundVenture Capital Fund, ERA
Oct 3, 2013 to presentfactForm ADV
→ TOPSPIN SFC HOLDINGS, LLCPrivate fundVenture Capital Fund, ERA
Apr 21, 2017 to presentfactForm ADV
→ TOPSPIN BIOTECH FUND II, L.P.Private fundVenture Capital Fund, ERA
Mar 30, 2016 to presentfactForm ADV
→ TOPSPIN PARTNERS, LPPrivate fundVenture Capital Fund, ERA
Oct 3, 2013 to presentfactForm ADV
→ TOPSPIN MINI-FUND, LPPrivate fundVenture Capital Fund, ERA
Oct 3, 2013 to presentfactForm ADV
→ TOPSPIN FUND, LPPrivate fundVenture Capital Fund, ERA
Oct 3, 2013 to presentfactForm ADV

Affiliated with (1)

→ TOPSPIN MANAGEMENT COMPANY LBO LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (2)

← GUTHART, LEO, ABNEROwnerMANAGING MEMBER, ownership code E, individual
Oct 3, 2013 to presentfactForm ADV
← WINICK, STEVEN, JAYOwnerMANAGING MEMBER, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 3, 2013 to presentfactForm ADV

Dated events

Occurred
Oct 3, 2013
First Form ADV filing
Topspin Management Company Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7c5f2ce4-bd07-48d9-cf32-1d1475c153d9
First observed: Oct 3, 2013
Last observed: Apr 1, 2015 139 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TOPSPIN MANAGEMENT COMPANY LLC

CRD 167763

ROSLYN HEIGHTS, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7c5f2ce4-bd07-48d9-cf32-1d1475c153d9

Data as of Apr 1, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:00 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

TOPSPIN FUND, LP

Venture Capital Fund

$98.5M

Feb 7, 2023

Oct 3, 2013

reported

n/a

TOPSPIN MINI-FUND, LP

Venture Capital Fund

$29.1M

Feb 7, 2023

Oct 3, 2013

reported

n/a

TOPSPIN PARTNERS, LP

Venture Capital Fund

$21.9M

Feb 7, 2023

Oct 3, 2013

reported

n/a

TOPSPIN BIOTECH FUND II, L.P.

Venture Capital Fund

$8.4M

Feb 7, 2023

Mar 30, 2016

reported

n/a

TOPSPIN ASSOCIATES, LP

Venture Capital Fund

$1.0M

Feb 7, 2023

Oct 3, 2013

reported

n/a

TOPSPIN SFC HOLDINGS, LLC

Venture Capital Fund

$248

Feb 7, 2023

Apr 21, 2017

reported

021-202083

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GUTHART, LEO, ABNER

MANAGING MEMBER

yes

08/2000

Oct 3, 2013

Apr 1, 2015

WINICK, STEVEN, JAY

MANAGING MEMBER, CHIEF COMPLIANCE OFFICER

yes

08/2000

Oct 3, 2013

Apr 1, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

TOPSPIN MANAGEMENT COMPANY LBO LLC

n/a

Asset manager

$686M

yes

n/a

LG MANAGEMENT, LLC

n/a

yes

n/a

TOPSPIN MANAGEMENT COMPANY II, LP

n/a

yes

n/a

TOPSPIN MANAGEMENT, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Apr 1, 2015

$203M

n/a

$203M

2013

Apr 2, 2014

$175M

$130M

n/a

$260M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$203M

$175M

15.8%

n/a