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Advisor at HILLTOP SECURITIES INC.
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HILLTOP SECURITIES INC. | Bd affiliated wealth | Jul 12, 2024 | n/a | yes | DALLAS, TX | Current employment |
| Stephens | Bd affiliated wealth | Sep 21, 2012 | Jul 19, 2024 | no | DALLAS, TX | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Oct 5, 2012 | no | Dallas, TX | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jul 6, 1987 | Jun 1, 2009 | no | DALLAS, TX|DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Stephens | HILLTOP SECURITIES INC. | Jul 19, 2024 | Jul 12, 2024 | -7 | Firm change | Ibd to ibd |
| MORGAN STANLEY | Stephens | Oct 5, 2012 | Sep 21, 2012 | -14 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |