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Advisor at ALLY INVEST ADVISORS
CHARLOTTE, NC | Cleves, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALLY INVEST ADVISORS | Independent wealth | Oct 13, 2021 | n/a | yes | CHARLOTTE, NC|Cleves, OH | Current employment |
| M HOLDINGS SECURITIES, INC. | Bd affiliated wealth | Oct 23, 2014 | Jan 16, 2020 | no | COVINGTON, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M HOLDINGS SECURITIES, INC. | ALLY INVEST ADVISORS | Jan 16, 2020 | Oct 13, 2021 | 636 | Firm change after gap | Ibd to RIA |