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Advisor at LPL FINANCIAL LLC
SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 14, 2025 | n/a | yes | SAN DIEGO, CA | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Oct 30, 2020 | Jan 15, 2025 | no | SAN DIEGO, CA | Previous registration |
| LIFETIME FINANCIAL ADVISORS INC | State registered | Nov 23, 2016 | Nov 11, 2020 | no | ENCINITAS, CA|ENCINITAS, CA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 6, 2014 | Nov 4, 2020 | no | SAN DIEGO, CA|ENCINITAS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | LPL FINANCIAL LLC | Jan 15, 2025 | Jan 14, 2025 | -1 | Firm change | Ibd to ibd |
| LIFETIME FINANCIAL ADVISORS INC | OSAIC WEALTH, INC. | Nov 11, 2020 | Oct 30, 2020 | -12 | Firm change | Other |
| LPL FINANCIAL LLC | LIFETIME FINANCIAL ADVISORS INC | Nov 4, 2020 | Nov 23, 2016 | -1,442 | Firm change after gap | Ibd to state RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 23131:6413:CA:2025-01-15 | Jan 15, 2025 | Jan 14, 2025 | SAN DIEGO, CA | Firm change |