DFX Intelligence

G•••••• J• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industrynot currently registered

G•••••• J• S••••••

Advisor at O• I••••••••• M••••••••• C•

Deer Park, IL

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Search this name across graphsid dfx:ria:7c74f997-0aaf-134d-ed2d-def9153a1c16

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jul 29, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O• I••••••••• M••••••••• C•
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 29, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O• I••••••••• M••••••••• C•	Bd affiliated wealth	May 4, 2026	n/a	yes	Deer Park, IL	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Mar 3, 2022	May 14, 2022	no	FRANKFORT, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	O• I••••••••• M••••••••• C•	May 14, 2022	May 4, 2026	1,451	Firm change after gap	Wirehouse to ibd
L••• K••• • C••••••	J••• M••••• S••••••••• L••	Dec 31, 2021	Mar 3, 2022

Relationships

Registered with (4)

→ O• I••••••••• M••••••••• C•Registered adviserregistration: current employment
May 4, 2026 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Mar 3, 2022 to May 14, 2022factForm ADV
→ L••• K••• • C••••••Registered adviserregistration: previous registration
Jul 15, 2021 to Dec 31, 2021factForm ADV
→ W•••••• • R•••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 14, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Show 1 bookkeeping events

First seen by DFX
Sep 17, 2026
date not stated
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7c74f997-0aaf-134d-ed2d-def9153a1c16
First observed: Jul 29, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.