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Advisor at WELLS FARGO ADVISORS
SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jun 30, 2023 | n/a | yes | SAN FRANCISCO, CA|SAN FRANCISCO, CA | Current employment |
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Former SEC adviser | Jun 30, 2022 | May 31, 2023 | no | San Francisco, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Sep 21, 2021 | Jun 22, 2022 | no | SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | WELLS FARGO ADVISORS | May 31, 2023 | Jun 30, 2023 | 30 | Firm change | Ibd to wirehouse |
| WELLS FARGO ADVISORS | J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Jun 22, 2022 | Jun 30, 2022 | 8 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 108559:19616:CA:2023-05-23 | May 31, 2023 | Jun 30, 2023 | SAN FRANCISCO, CA | Firm change |
| 19616:108559:CA:2022-06-08 | Jun 22, 2022 | Jun 30, 2022 | SAN FRANCISCO, CA | Firm change |