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Advisor at MORGAN STANLEY
Palo Alto, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Feb 28, 2023 | n/a | yes | Palo Alto, CA | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jan 4, 2023 | Feb 14, 2023 | no | SAN JOSE, CA | Previous registration |
| HSBC SECURITIES (USA) INC. | Bd affiliated wealth | Jul 26, 2019 | Feb 9, 2022 | no | SAN JOSE, CA | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Dec 15, 2017 | Jun 14, 2019 | no | LOS GATOS, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Sep 3, 2013 | Dec 22, 2017 | no | MOUNTAIN VIEW, CA|PALO ALTO, CA|MOUNTAIN VIEW, CA|SAN JOSE, CA|PALO ALTO, CA|PALO ALTO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | MORGAN STANLEY | Feb 14, 2023 | Feb 28, 2023 | 14 | Firm change | Wirehouse to wirehouse |
| HSBC SECURITIES (USA) INC. | J.P. MORGAN SECURITIES LLC | Feb 9, 2022 | Jan 4, 2023 | 329 | Firm change | Ibd to wirehouse |
| J.P. MORGAN SECURITIES LLC | HSBC SECURITIES (USA) INC. | Jun 14, 2019 | Jul 26, 2019 | 42 | Firm change | Wirehouse to ibd |
| WELLS FARGO ADVISORS | J.P. MORGAN SECURITIES LLC | Dec 22, 2017 | Dec 15, 2017 | -7 | Firm change | Wirehouse to wirehouse |