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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

WEALTH ARCHITECTS, LLC

CRD 135373

MOUNTAIN VIEW, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7c8edcb9-b932-a020-8a86-2913ddccc06d

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 33
Dated events: 9
On other graphs: 0
Observed: Jan 31, 2012 to Mar 30, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.4BItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.2B
Private client RAUM: $2.4BderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 16
RAUM per advisor: $151Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 23
Advisory employees: 13
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 3,047
Individual clients: 77
High net worth clients: 356
Custody, client assets: $1.1B
SEC number: 801-64313
CRD: 135373
Filings on the tape: 30
First filed: Jan 31, 2012
Latest filed: Mar 30, 2026
Organised: Limited Liability Company, CA
Website: wealtharchitects.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MARK THOMAS JOHNSEN	n/a	MOUNTAIN VIEW, CA	21	32	1	no
TYLER JUSTIN SCOTT	Certified Financial Planner\|Chartered Financial Analyst	MOUNTAIN VIEW, CA	13	16	1	no
IRIS SZE-WAI NGUYEN	n/a	MOUNTAIN VIEW, CA	13	15	n/a	no
Wai Fung Tang	Chartered Financial Analyst	MOUNTAIN VIEW, CA	7	11	n/a	no
Jessica Ng	n/a	MOUNTAIN VIEW, CA	3	11	n/a	no
Justin Philip Mazzon	Chartered Financial Analyst	MOUNTAIN VIEW, CA	2	12	n/a	no
Peter Chen Trinh	Certified Financial Planner	MOUNTAIN VIEW, CA	2	11	n/a	no
Charles Duc Huy Tran	Certified Financial Planner	MOUNTAIN VIEW, CA	2	10	2	no
AMY ELIZABETH CONO	Certified Financial Planner	MOUNTAIN VIEW, CA	2	17	n/a	no
CHRISTOPHER JOHN MISSIRLIAN	Certified Financial Planner	MOUNTAIN VIEW, CA	1	11	1	no
PATRICK NEAL PHILLIPS	Certified Financial Planner	MOUNTAIN VIEW, CA	1	15	n/a	no
Samuel Koji Mitsui-Reyes	n/a	MOUNTAIN VIEW, CA	1	12	n/a	no
LILLIAN GRACE SWENSON	n/a	MOUNTAIN VIEW, CA	1	12	1	no
Alexis Marriott	n/a	MOUNTAIN VIEW, CA	1	11	n/a	no
MARK RICHARD GORDON	Certified Financial Planner\|Chartered Financial Analyst	MOUNTAIN VIEW, CA	0	20	1	no
JACQUELINE LARES	Certified Financial Planner	MOUNTAIN VIEW, CA	0	11	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GORDON, MARK, RICHARD	CHIEF INVESTMENT OFFICER	Na	yes	01/2012	Mar 30, 2026	Mar 30, 2026
JOHNSEN, MARK, THOMAS	CHIEF EXECUTIVE OFFICER	Na	yes	06/2005	Mar 30, 2026	Mar 30, 2026
YI, JINA	COO/CCO	Na	yes	01/2016	Mar 30, 2026	Mar 30, 2026
JOHNSEN FAMILY LIVING TRUST DATED 12/5/2005	Owner	E	yes	12/2005	Jan 31, 2012	Dec 4, 2024
JOHNSEN, MARK, THOMAS	Trustee	F	yes	12/2005	Jan 31, 2012	Dec 4, 2024
JOHNSEN, SAMANTHA, AMMIRATO	Trustee	F	yes	12/2005	Jan 31, 2012	Dec 4, 2024
NGUYEN, IRIS, SZE-WAI	WEALTH ARCHITECT	Na	no	08/2011	Mar 30, 2026	Mar 30, 2026
PHILLIPS, PATRICK, NEAL	WEALTH ARCHITECT	Na	no	01/2011	Mar 30, 2026	Mar 30, 2026
SCOTT, TYLER, JUSTIN	WEALTH ARCHITECT	Na	no	09/2012	Mar 30, 2026	Mar 30, 2026
Tang, Wai Fung	PORTFOLIO ANALYST	Na	no	03/2019	Mar 30, 2026	Mar 30, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$2.4B	$2.2B	23	13	0	n/a	n/a
2024	Mar 27, 2025	$2.0B	$1.9B	23	13	0	n/a	n/a
2023	Mar 6, 2024	$1.8B	$1.6B	23	11	0	n/a	n/a
2022	Mar 17, 2023	$1.5B	$1.4B	22	11	0	n/a	n/a
2021	Mar 30, 2022	$1.7B	$1.5B	17	11	0	n/a	n/a
2020	Mar 31, 2021	$1.3B	$1.2B	19	12	0	n/a	n/a
2019	Mar 25, 2020	$1.2B	$1.1B	18	10	0	n/a	n/a
2018	Mar 28, 2019	$968M	$898M	16	8	0	n/a	n/a
2017	Mar 28, 2018	$999M	$931M	13	7	0	n/a	n/a
2016	Mar 27, 2017	$816M	$754M	14	8	n/a	n/a	n/a
2015	Feb 25, 2016	$730M	$674M	14	8	n/a	n/a	n/a
2014	Mar 23, 2015	$651M	$592M	11	7	n/a	n/a	n/a
2013	Feb 18, 2014	$529M	$474M	10	7	n/a	n/a	n/a
2012	Mar 5, 2013	$387M	$354M	8	6	n/a	n/a	n/a
2011	Jan 31, 2012	$316M	$288M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	5	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.4B	$2.0B	18.3%	$1.5B	17.6%	23	23	0	0

Relationships

Registered with (24)

← JACQUELINE LARESAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← MARK RICHARD GORDONAdvisorregistration: current employment
Dec 15, 2025 to presentfactForm ADV
← LILLIAN GRACE SWENSONAdvisorregistration: current employment
Apr 24, 2025 to presentfactForm ADV
← Alexis MarriottAdvisorregistration: current employment
Apr 24, 2025 to presentfactForm ADV
← Samuel Koji Mitsui-ReyesAdvisorregistration: current employment
Feb 26, 2025 to presentfactForm ADV
← PATRICK NEAL PHILLIPSAdvisorregistration: current employment
Jan 9, 2025 to presentfactForm ADV
← CHRISTOPHER JOHN MISSIRLIANAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← AMY ELIZABETH CONOAdvisorregistration: current employment
Aug 13, 2024 to presentfactForm ADV
← Charles Duc Huy TranAdvisorregistration: current employment
May 28, 2024 to presentfactForm ADV
← Peter Chen TrinhAdvisorregistration: current employment
Jan 29, 2024 to presentfactForm ADV
← Justin Philip MazzonAdvisorregistration: current employment
Nov 27, 2023 to presentfactForm ADV
← Jessica NgAdvisorregistration: current employment
Mar 27, 2023 to presentfactForm ADV
← Wai Fung TangAdvisorregistration: current employment
Jul 12, 2019 to presentfactForm ADV
← IRIS SZE-WAI NGUYENAdvisorregistration: current employment
Dec 14, 2012 to presentfactForm ADV
← TYLER JUSTIN SCOTTAdvisorregistration: current employment
Nov 19, 2012 to presentfactForm ADV
← MARK THOMAS JOHNSENAdvisorregistration: current employment
Jun 24, 2005 to presentfactForm ADV
← ADAM GUADALUPE SALASAdvisorregistration: previous registration
Dec 8, 2017 to Jan 6, 2025factForm ADV
← LEIGH M SHIMAMOTOAdvisorregistration: previous registration
Mar 20, 2020 to Oct 24, 2024factForm ADV
← Ebi C MathewAdvisorregistration: previous registration
Mar 17, 2020 to Sep 25, 2024factForm ADV
← SABRINA ROSHAdvisorregistration: previous registration
Jan 22, 2019 to Aug 28, 2023factForm ADV
← ZACHARY JOSEPH RIERAAdvisorregistration: previous registration
Sep 22, 2015 to Jul 21, 2020factForm ADV
← ERIC KARL REINHOLD MASCHAdvisorregistration: previous registration
Mar 12, 2013 to Feb 4, 2020factForm ADV
← CLARICE M NOLETAdvisorregistration: previous registration
Feb 18, 2014 to Mar 25, 2019factForm ADV
← ETHAN PEPPERAdvisorregistration: previous registration
Nov 17, 2015 to Nov 1, 2017factForm ADV

Controls (8)

← JOHNSEN, MARK, THOMASOwnerTRUSTEE, ownership code F, individual
Jan 31, 2012 to Dec 4, 2024factForm ADV
← YI, JINAOwnerCOO/CCO, ownership code NA, individual
Mar 28, 2019 to Dec 4, 2024factForm ADV
← SCOTT, TYLER, JUSTINOwnerWEALTH ARCHITECT, ownership code NA, individual
Mar 31, 2021 to Dec 4, 2024factForm ADV
← GORDON, MARK, RICHARDOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Jun 21, 2012 to Dec 4, 2024factForm ADV
← JOHNSEN, SAMANTHA, AMMIRATOOwnerTRUSTEE, ownership code F, individual
Jan 31, 2012 to Dec 4, 2024factForm ADV
← NGUYEN, IRIS, SZE-WAIOwnerWEALTH ARCHITECT, ownership code NA, individual
Mar 6, 2024 to Dec 4, 2024factForm ADV
← PHILLIPS, PATRICK, NEALOwnerWEALTH ARCHITECT, ownership code NA, individual
Mar 28, 2018 to Dec 4, 2024factForm ADV
← JOHNSEN FAMILY LIVING TRUST DATED 12/5/2005OwnerOWNER, ownership code E, domestic entity
Jan 31, 2012 to Dec 4, 2024factForm ADV

Dated events

Occurred
Jan 6, 2025
Advisor changed firm
Adam Guadalupe Salas left Wealth Architects, Llc for Quantum Financial Advisors, Llc (registered 2025-01-07)
Form ADVobserved 3 days ago
Occurred
Oct 24, 2024
Advisor changed firm
Leigh M Shimamoto left Wealth Architects, Llc for Mercer Global Advisors Inc. (registered 2024-12-11)
Form ADVobserved 3 days ago
Occurred
Sep 25, 2024
Advisor changed firm
Ebi C Mathew left Wealth Architects, Llc for Brickley Wealth Management (registered 2025-02-18)
Form ADVobserved 3 days ago
Occurred
Mar 6, 2024
Control person joined
Sze-Wai Iris Nguyen (Wealth Architect) appeared on Schedule A of Wealth Architects, Llc
Form ADVobserved 3 days ago
Occurred
Aug 28, 2023
Advisor changed firm
Sabrina Rosh left Wealth Architects, Llc for Ellevest (registered 2023-09-29)
Form ADVobserved 3 days ago
Occurred
Mar 31, 2021
Control person joined
Justin Tyler Scott (Wealth Architect) appeared on Schedule A of Wealth Architects, Llc
Form ADVobserved 3 days ago
Occurred
Mar 31, 2021
Control person left
Lynne Born (President) no longer on Schedule A of Wealth Architects, Llc (listed 2020-07-29, absent 2021-03-31)
Form ADVobserved 3 days ago
Occurred
Mar 25, 2020
Control person joined
Lynne Born (President) appeared on Schedule A of Wealth Architects, Llc
Form ADVobserved 3 days ago
Occurred
Mar 28, 2019
Control person joined
Jina Yi (Chief Administrative Officer) appeared on Schedule A of Wealth Architects, Llc
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7c8edcb9-b932-a020-8a86-2913ddccc06d
First observed: Jan 31, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WEALTH ARCHITECTS, LLC

CRD 135373

MOUNTAIN VIEW, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7c8edcb9-b932-a020-8a86-2913ddccc06d

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:51 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MARK THOMAS JOHNSEN

n/a

MOUNTAIN VIEW, CA

TYLER JUSTIN SCOTT

Certified Financial Planner|Chartered Financial Analyst

MOUNTAIN VIEW, CA

IRIS SZE-WAI NGUYEN

n/a

MOUNTAIN VIEW, CA

n/a

Wai Fung Tang

Chartered Financial Analyst

MOUNTAIN VIEW, CA

n/a

Jessica Ng

n/a

MOUNTAIN VIEW, CA

n/a

Justin Philip Mazzon

Chartered Financial Analyst

MOUNTAIN VIEW, CA

n/a

Peter Chen Trinh

Certified Financial Planner

MOUNTAIN VIEW, CA

n/a

Charles Duc Huy Tran

Certified Financial Planner

MOUNTAIN VIEW, CA

AMY ELIZABETH CONO

Certified Financial Planner

MOUNTAIN VIEW, CA

n/a

CHRISTOPHER JOHN MISSIRLIAN

Certified Financial Planner

MOUNTAIN VIEW, CA

PATRICK NEAL PHILLIPS

Certified Financial Planner

MOUNTAIN VIEW, CA

n/a

Samuel Koji Mitsui-Reyes

n/a

MOUNTAIN VIEW, CA

n/a

LILLIAN GRACE SWENSON

n/a

MOUNTAIN VIEW, CA

Alexis Marriott

n/a

MOUNTAIN VIEW, CA

n/a

MARK RICHARD GORDON

Certified Financial Planner|Chartered Financial Analyst

MOUNTAIN VIEW, CA

JACQUELINE LARES

Certified Financial Planner

MOUNTAIN VIEW, CA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GORDON, MARK, RICHARD

CHIEF INVESTMENT OFFICER

yes

01/2012

Mar 30, 2026

JOHNSEN, MARK, THOMAS

CHIEF EXECUTIVE OFFICER

yes

06/2005

Mar 30, 2026

YI, JINA

COO/CCO

yes

01/2016

Mar 30, 2026

JOHNSEN FAMILY LIVING TRUST DATED 12/5/2005

Owner

yes

12/2005

Jan 31, 2012

Dec 4, 2024

JOHNSEN, MARK, THOMAS

Trustee

yes

12/2005

Jan 31, 2012

Dec 4, 2024

JOHNSEN, SAMANTHA, AMMIRATO

Trustee

yes

12/2005

Jan 31, 2012

Dec 4, 2024

NGUYEN, IRIS, SZE-WAI

WEALTH ARCHITECT

08/2011

Mar 30, 2026

PHILLIPS, PATRICK, NEAL

WEALTH ARCHITECT

01/2011

Mar 30, 2026

SCOTT, TYLER, JUSTIN

WEALTH ARCHITECT

09/2012

Mar 30, 2026

Tang, Wai Fung

PORTFOLIO ANALYST

03/2019

Mar 30, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$2.4B

$2.2B

n/a

2024

Mar 27, 2025

$2.0B

$1.9B

n/a

2023

Mar 6, 2024

$1.8B

$1.6B

n/a

2022

Mar 17, 2023

$1.5B

$1.4B

n/a

2021

Mar 30, 2022

$1.7B

$1.5B

n/a

2020

Mar 31, 2021

$1.3B

$1.2B

n/a

2019

Mar 25, 2020

$1.2B

$1.1B

n/a

2018

Mar 28, 2019

$968M

$898M

n/a

2017

Mar 28, 2018

$999M

$931M

n/a

2016

Mar 27, 2017

$816M

$754M

n/a

2015

Feb 25, 2016

$730M

$674M

n/a

2014

Mar 23, 2015

$651M

$592M

n/a

2013

Feb 18, 2014

$529M

$474M

n/a

2012

Mar 5, 2013

$387M

$354M

n/a

2011

Jan 31, 2012

$316M

$288M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.4B

$2.0B

18.3%

$1.5B

17.6%