DFX Intelligence

M••••••• C•••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

M••••••• C•••••• L•

CRD 311581

LARCHMONT, NY

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Search this name across graphsid dfx:ria:7ca71a20-0161-4613-a8d7-1af91b857661

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 6
On other graphs: 2
Observed: Dec 14, 2020 to Mar 17, 2026
11 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

M••••••• C•••••• L•

Private equity manager · shared crd

Independent Sponsorsidentity

M••••••• C•••••• L•

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $421M••• Locked
Discretionary RAUM: $421M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M••••••• M••••• F••• L•	Hedge Fund	$266M	Mar 28, 2024	106	May 12, 2021	reported	021-387868
M••••••• T• S•• L•	Private Equity Fund	$3.6M	Mar 28, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••••• C•••••• G• L••	GENERAL PARTNER	Na	yes	03/2020	Dec 14, 2020	Mar 28, 2024
S••••• R•••• D•••••	CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER	Na	yes	12/2021	Dec 20, 2021	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M••••••• F••• G• L••	n/a	n/a	n/a	N	yes	n/a
M••••••• T• S•• G• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 17, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$421M	$325M	29.6%	$216M	24.9%	9	8	0	0

Relationships

Advises (2)

→ M••••••• M••••• F••• L•Private fundHedge Fund, IA
May 12, 2021 to presentfactForm ADV
→ M••••••• T• S•• L•Private fundPrivate Equity Fund, IA
Mar 30, 2022 to presentfactForm ADV

Controls (3)

← T•••••••• P••••• E•••••OwnerMANAGING MEMBER, ownership code E, individual
Dec 14, 2020 to Mar 28, 2024factForm ADV
← S••••• R•••• D•••••Owner

Dated events

Occurred
Nov 14, 2023
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 21, 2023
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$-104M
Occurred
Dec 20, 2021
Control person joined
••• Locked
Form ADVobserved 7 days ago
Occurred
Dec 20, 2021
Control person joined

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7ca71a20-0161-4613-a8d7-1af91b857661
First observed: Dec 14, 2020
Last observed: Mar 17, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.