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Advisor at KESTRA ADVISORY SERVICES, LLC
Saint Louis, MO | Saint Louis , MO | AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Aug 21, 2026 | n/a | yes | AUSTIN, TX|Saint Louis , MO|Saint Louis, MO | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Mar 21, 2024 | Aug 24, 2026 | no | ST LOUIS, MO | Previous registration |
| CETERA ADVISORS LLC | Former SEC adviser | Jul 13, 2016 | Mar 21, 2024 | no | ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | KESTRA ADVISORY SERVICES, LLC | Aug 24, 2026 | Aug 21, 2026 | -3 | Firm change | Ibd to ibd |
| CETERA ADVISORS LLC | CETERA INVESTMENT ADVISERS LLC | Mar 21, 2024 | Mar 21, 2024 | 0 | Bulk transfer | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:283330:MO:2026-08-24 | Aug 24, 2026 | Aug 21, 2026 | ST LOUIS, MO | Firm change |