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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)36 years in industry

NELSON EDDIE NEWTON

Advisor at USA FINANCIAL SECURITIES LLC

Lemont, IL | ADA, MI

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Search this name across graphsid dfx:ria:7cb23a4b-7666-7172-7e33-66dd1d64da64

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Jan 2, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: USA FINANCIAL SECURITIES LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 7, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Apr 7, 1990
First registration: Jan 2, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 1983721

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
USA FINANCIAL SECURITIES LLC	Independent wealth	Nov 18, 2022	n/a	yes	ADA, MI\|Lemont, IL	Current employment
OSAIC FA, INC.	Former SEC adviser	Nov 29, 2019	Nov 21, 2022	no	CHICAGO, IL	Previous registration
GEIGER WEALTH MANAGEMENT	State registered	Feb 8, 2018	Aug 9, 2023	no	OAK BROOK, IL	Previous registration
GEIGER WEALTH MANAGEMENT	State registered	Feb 8, 2018	Dec 31, 2022	no	OAK BROOK, IL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 29, 2007	Jan 2, 2018	no	NEW YORK, NY\|Chicago, IL\|CHICAGO, IL\|Long Island City, NY\|TAMPA, FL\|San Antonio, TX\|OAK BROOK, IL\|ELMHURST, IL\|CHICAGO, IL\|CHICAGO, IL	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Apr 26, 2006	May 29, 2007	no	CHICAGO, IL	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Aug 15, 2005	Apr 28, 2006	no	ROLLING MEADOWS, IL\|ROLLING MEADOWS, IL	Previous registration
FISHER INVESTMENTS	Independent wealth	Mar 19, 2003	Dec 11, 2003	no	LEMONT, IL	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Apr 11, 2001	Jan 22, 2003	no	CHICAGO, IL	Previous registration
FIDELITY PERSONAL TRUST COMPANY, FSB	n/a	Jan 2, 2001	Jan 22, 2003	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GEIGER WEALTH MANAGEMENT	OSAIC FA, INC.	Aug 9, 2023	Nov 29, 2019	-1,349	Firm change after gap	Other
OSAIC FA, INC.	USA FINANCIAL SECURITIES LLC	Nov 21, 2022	Nov 18, 2022	-3	Firm change	Ibd to RIA
CITIGROUP GLOBAL MARKETS INC.	GEIGER WEALTH MANAGEMENT	Jan 2, 2018	Feb 8, 2018	37	Firm change	Other
CITICORP INVESTMENT SERVICES	CITIGROUP GLOBAL MARKETS INC.	May 29, 2007	May 29, 2007	0	Bulk transfer	Other
FIFTH THIRD SECURITIES, INC.	CITICORP INVESTMENT SERVICES	Apr 28, 2006	Apr 26, 2006	-2	Firm change	Other
FISHER INVESTMENTS	FIFTH THIRD SECURITIES, INC.	Dec 11, 2003	Aug 15, 2005	613	Firm change after gap	Other
STRATEGIC ADVISERS LLC	FISHER INVESTMENTS	Jan 22, 2003	Mar 19, 2003	56	Firm change	Other
FIDELITY PERSONAL TRUST COMPANY, FSB	STRATEGIC ADVISERS LLC	Jan 22, 2003	Apr 11, 2001	-651	Firm change after gap	Other

Relationships

Registered with (9)

→ USA FINANCIAL SECURITIES LLCRegistered adviserregistration: current employment
Nov 18, 2022 to presentfactForm ADV
→ GEIGER WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Feb 8, 2018 to Aug 9, 2023factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Nov 29, 2019 to Nov 21, 2022factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 29, 2007 to Jan 2, 2018factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
Apr 26, 2006 to May 29, 2007factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Aug 15, 2005 to Apr 28, 2006factForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Mar 19, 2003 to Dec 11, 2003factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Apr 11, 2001 to Jan 22, 2003factForm ADV
→ FIDELITY PERSONAL TRUST COMPANY, FSBRegistered adviserregistration: previous registration
Jan 2, 2001 to Jan 22, 2003factForm ADV

Dated events

Occurred
Aug 9, 2023
Advisor changed firm
Nelson Eddie Newton left Geiger Wealth Management for Osaic Fa, Inc. (registered 2019-11-29)
Form ADVobserved 4 days ago
Occurred
Nov 21, 2022
Advisor changed firm
Nelson Eddie Newton left Osaic Fa, Inc. for Usa Financial Securities Llc (registered 2022-11-18)
Form ADVobserved 4 days ago