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D••••• G•••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst17 years in industry

D••••• G•••• M••••••••

Advisor at A••••••• C••••••• L••

Bellevue, WA

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Search this name across graphsid dfx:ria:7cb72f65-8426-05a3-2796-4294cc218ba6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 12, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• C••••••• L••
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 11, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• C••••••• L••	Asset manager	Jun 20, 2016	n/a	yes	Bellevue, WA	Current employment
G• C•••••• I••	Former SEC adviser	Aug 22, 2012	Apr 4, 2016	no	BELLEVUE, WA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
G• C•••••• I••	A••••••• C••••••• L••	Apr 4, 2016	Jun 20, 2016	77	Firm change	Other
L•• F•••••••• L••	G• C•••••• I••	Aug 4, 2009

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
104698:283260:WA:2016-04-04	Apr 4, 2016	Jun 20, 2016	BELLEVUE, WA	Firm change

Relationships

Registered with (3)

→ A••••••• C••••••• L••Registered adviserregistration: current employment
Jun 20, 2016 to presentfactForm ADV
→ G• C•••••• I••Registered adviserregistration: previous registration
Aug 22, 2012 to Apr 4, 2016factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 12, 2008 to Aug 4, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7cb72f65-8426-05a3-2796-4294cc218ba6
First observed: Nov 12, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.