DFX Intelligence

L••••• M••••••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)16 years in industry

L••••• M••••••• K•••

Advisor at C•••••• A•••••••

MELVILLE, NY

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Search this name across graphsid dfx:ria:7cbbf7d9-5300-7c08-2a5d-02d4759ab5d7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 13, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A•••••••	Independent wealth	Feb 25, 2019	n/a	yes	MELVILLE, NY	Current employment
C•••••• A•••••••	Independent wealth	May 15, 2017	Nov 20, 2018	no	MELVILLE, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	C•••••• A•••••••	May 31, 2017	May 15, 2017	-16	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:288256:NY:2017-05-31	May 31, 2017	May 15, 2017	MELVILLE, NY	Firm change

Relationships

Registered with (2)

→ C•••••• A•••••••Registered adviserregistration: previous registration
May 15, 2017 to Nov 20, 2018factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 13, 2012 to May 31, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7cbbf7d9-5300-7c08-2a5d-02d4759ab5d7
First observed: Feb 13, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.