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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Portola, CA | Roseville, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Nov 14, 2022 | n/a | yes | Portola, CA|Roseville, CA | Current employment |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Mar 1, 2019 | Nov 16, 2022 | no | Torrance, CA|ROSEVILLE, CA|ROCKLIN, CA | Previous registration |
| QUESTAR ASSET MANAGEMENT, INC. | Former SEC adviser | Feb 6, 2014 | Mar 1, 2019 | no | MINNEAPOLIS, MN|ROSEVILLE, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Dec 19, 2011 | Jan 3, 2013 | no | ROSEVILLE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Nov 16, 2022 | Nov 14, 2022 | -2 | Firm change | Ibd to ibd |
| QUESTAR ASSET MANAGEMENT, INC. | WOODBURY FINANCIAL SERVICES, INC. | Mar 1, 2019 | Mar 1, 2019 | 0 | Bulk transfer | Ibd to ibd |
| WELLS FARGO ADVISORS | QUESTAR ASSET MANAGEMENT, INC. | Jan 3, 2013 | Feb 6, 2014 | 399 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 421:134139:CA:2022-11-16 | Nov 16, 2022 | Nov 14, 2022 | ROCKLIN, CA | Firm change |