DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at E•••••• A••••••• G••••• L••
GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•••••• A••••••• G••••• L•• | Bd affiliated wealth | Mar 6, 2026 | n/a | yes | GREENWOOD VILLAGE, CO | Current employment |
| N•••••• C•••• A•••• M••••••••• I••• | Former SEC adviser | Feb 2, 2015 | Apr 6, 2015 | no | EAGLE, ID |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N•••••• C•••• A•••• M••••••••• | N•••••• C•••• A•••• M••••••••• I••• | May 5, 2015 | Feb 2, 2015 | -92 | Channel change | Other |
| N•••••• C•••• A•••• M••••••••• I••• | E•••••• A••••••• G••••• L•• | Apr 6, 2015 | Mar 6, 2026 |
| N•••••• C•••• A•••• M••••••••• | Former SEC adviser | Oct 13, 2014 | May 5, 2015 | no | BOISE, ID | Previous registration |
| M••••• S•••••• | Wirehouse | May 30, 2013 | Oct 27, 2014 | no | Seattle, WA|Boise, ID | Previous registration |
| N••••••••• M••••• I••••••••• S••••••••• | No RAUM reported | Jan 23, 2012 | May 17, 2013 | no | BOISE, ID | Previous registration |
| 3,987 |
| Firm change after gap |
| Other |
| M••••• S•••••• | N•••••• C•••• A•••• M••••••••• | Oct 27, 2014 | Oct 13, 2014 | -14 | Firm change | Other |
| N••••••••• M••••• I••••••••• S••••••••• | M••••• S•••••• | May 17, 2013 | May 30, 2013 | 13 | Firm change | Other |