DFX Intelligence

C••••• J••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

C••••• J••••• B••••

Advisor at D•••• • A••••••••• L••

WAUKESHA, WI

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Search this name across graphsid dfx:ria:7ccbf5cc-5512-38a1-1147-fef1ca5e8300

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Aug 21, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••• • A••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••• • A••••••••• L••	Independent wealth	Oct 10, 2024	n/a	yes	WAUKESHA, WI	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Mar 18, 2024	Oct 2, 2024	no	WEST BEND, WI\|HARTFORD, WI\|Cedarburg, WI\|SAN DIEGO, CA\|CEDARBURG, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	D•••• • A••••••••• L••	Oct 2, 2024	Oct 10, 2024	8	Firm change	Ibd to RIA
V••••••• A•••••••• I•••	L•• F•••••••• L••	Apr 1, 2024	Mar 18, 2024

Relationships

Registered with (3)

→ D•••• • A••••••••• L••Registered adviserregistration: current employment
Oct 10, 2024 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 18, 2024 to Oct 2, 2024factForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 21, 2023 to Apr 1, 2024factForm ADV

Dated events

Occurred
Oct 2, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 1, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7ccbf5cc-5512-38a1-1147-fef1ca5e8300
First observed: Aug 21, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.