DFX Intelligence

S•••• S••••• S•••••••• L•••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

S•••• S••••• S•••••••• L•••••• A•••••••• L••

CRD 155006

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7cd6d1a1-0ab6-1a74-6216-36b58e755346

Data as of Jul 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 40
Dated events: 3
On other graphs: 0
Observed: Mar 30, 2012 to Jul 1, 2026
32 observations

Across DFX

name candidates only

Private Creditcandidate

S•••• S••••• S•••••••• L•••••• A•••••••• L••

Credit provider · name unique adv

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=2.0
Regulatory AUM: $3.4B••• Locked
Discretionary RAUM: $3.4B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 66

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E•••••••• J•••••• W••••••	CO-CHIEF INVESTMENT OFFICER	Na	yes	02/2011	Mar 30, 2012	Dec 17, 2024
G•••••• J•••••••• E•	CHIEF COMPLIANCE OFFICER	Na	yes	05/2015	Mar 31, 2015	Dec 17, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S•••• S••••• A•••••••• L••	n/a	Asset manager	$102B	N	yes	n/a
S•••• S••••• L•••••• P••••••• A•••••••• L••	n/a	Asset manager	$8.7B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Austin	TX	United States	14	no
NEW YORK	NY	United States	13	yes
SAN FRANCISCO	CA	United States	11	yes
Chicago	IL	United States	5	no
Boston	Ma	United States

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.4B	$3.6B	-4.5%	$2.8B	6.4%	66	66	5	5

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
S•••• S••••• A•••••••• L••	2	Dec 10, 2020	Nov 23, 2011	DALLAS, TX	Channel change	Other	100.0%

Relationships

Affiliated with (5)

→ S•••• S••••• A•••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ S•••• S••••• L•••••• P••••••• A•••••••• L••Registered adviserother investment adviser, bank, common control
factForm ADV
← S•••• S••••• L•••••• P••••••• A•••••••• L••Registered adviserother investment adviser, bank, common control
factForm ADV
← S•••• S••••• A•••••••• L••Registered adviser

Dated events

Occurred
May 29, 2020
Control person left
Nmn David Bonderman (Shareholder) no longer on Schedule A of S•••• S••••• S•••••••• L•••••• A•••••••• L•• (listed 2020-03-30, absent 2020-05-29)
Form ADVobserved 7 days ago
Occurred
May 29, 2020
Control person left
George James Coulter (Shareholder) no longer on Schedule A of S•••• S••••• S•••••••• L•••••• A•••••••• L•• (listed 2020-03-30, absent 2020-05-29)
Form ADVobserved 7 days ago
Occurred
Mar 30, 2020
Regulatory AUM changed
S•••• S••••• S•••••••• L•••••• A•••••••• L•• reported RAUM $2.3B, up 32% from $1.7B (2019-06-12 to 2020-03-30)
Form ADVobserved 7 days ago
$551M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7cd6d1a1-0ab6-1a74-6216-36b58e755346
First observed: Mar 30, 2012
Last observed: Jul 1, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (14)

← W•••••• A•••• S•••••OwnerLIMITED PARTNER, ownership code D, individual
Mar 30, 2012 to Dec 17, 2024factForm ADV
← G•••••• J•••••••• E•OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 31, 2015 to Dec 17, 2024factForm ADV
← S•••••••• I••• T••••••OwnerCHIEF FINANCIAL OFFICER, TSLX, ownership code NA, individual
Mar 31, 2017 to Dec 17, 2024factForm ADV
← E•••••••• J•••••• W••••••OwnerCO-CHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 30, 2012 to Dec 17, 2024factForm ADV
← M•••• •• I•••••• L••OwnerLIMITED PARTNER, ownership code E, domestic entity
Dec 17, 2024 to Dec 17, 2024factForm ADV
← S•••• S••••• F••••••• M••••••••• L•••OwnerLIMITED PARTNER, ownership code E, domestic entity
Mar 30, 2021 to Dec 17, 2024factForm ADV
← S•••• S••••• G• S••• L••OwnerGENERAL PARTNER, ownership code F, domestic entity
Mar 31, 2023 to Dec 17, 2024factForm ADV
← S•••• S••••• G•• L••OwnerGENERAL PARTNER, ownership code F, domestic entity
Mar 31, 2023 to Dec 17, 2024factForm ADV
← S•••• S••••• P••••••• M••••••••• C••••••• L•••OwnerMEMBER, ownership code E, domestic entity
Mar 30, 2020 to Dec 17, 2024factForm ADV
← S•••• S••••• P••••••• M••••••••• S••• L••OwnerLIMITED PARTNER, ownership code E, domestic entity
Aug 20, 2020 to Dec 17, 2024factForm ADV
← S•••• S••••• S•••••••• L•••••• • M••••••••• L•••OwnerMEMBER, ownership code E, domestic entity
May 29, 2020 to Dec 17, 2024factForm ADV
← S•••• S••••• S•••••••• L•••••• A••••••• H•••••••• L••OwnerMEMBER, ownership code E, domestic entity
May 29, 2020 to Dec 17, 2024factForm ADV
← T••• H••••• M••••••••• L••OwnerMANAGING MEMBER, ownership code F, domestic entity
Mar 31, 2015 to Dec 17, 2024factForm ADV
← T••• M••••••••• H•••••••• L•••OwnerLIMITED PARTNER, ownership code E, domestic entity
May 29, 2020 to Dec 17, 2024factForm ADV