DFX Intelligence

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RIA / WealthAdvisor20 years in industry

DAVID ALLEN SIEMER

Advisor at WAVE DIGITAL ASSETS LLC

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7cd6f60e-a937-d7e9-43b2-5d435300f7da

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 2
Observed: Feb 28, 2019 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

David Allen Siemer

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

David Allen Siemer

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WAVE DIGITAL ASSETS LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 9, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Nov 9, 2005
First registration: Feb 28, 2019
Dual registered: no
IAPD individual key: 5023434

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WAVE DIGITAL ASSETS LLC	Asset manager	Jan 2, 2025	n/a	yes	LOS ANGELES, CA	Current employment
WAVE FINANCIAL	n/a	Feb 28, 2019	Jun 18, 2020	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WAVE FINANCIAL	WAVE DIGITAL ASSETS LLC	Jun 18, 2020	Jan 2, 2025	1,659	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
292343:305726:CA:2020-06-18	Jun 18, 2020	Jan 2, 2025	LOS ANGELES, CA	Firm change after gap

Relationships

Registered with (2)

→ WAVE DIGITAL ASSETS LLCRegistered adviserregistration: current employment
Jan 2, 2025 to presentfactForm ADV
→ WAVE FINANCIALRegistered adviserregistration: previous registration
Feb 28, 2019 to Jun 18, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7cd6f60e-a937-d7e9-43b2-5d435300f7da
First observed: Feb 28, 2019
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DAVID ALLEN SIEMER

Advisor at WAVE DIGITAL ASSETS LLC

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7cd6f60e-a937-d7e9-43b2-5d435300f7da

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:05 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

WAVE DIGITAL ASSETS LLC

Asset manager

Jan 2, 2025

n/a

yes

LOS ANGELES, CA

Current employment

WAVE FINANCIAL

n/a

Feb 28, 2019

Jun 18, 2020

LOS ANGELES, CA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

WAVE FINANCIAL

WAVE DIGITAL ASSETS LLC

Jun 18, 2020

Jan 2, 2025

1,659

Firm change after gap

Other

Team

Left

Joined

From

Kind

292343:305726:CA:2020-06-18

Jun 18, 2020

Jan 2, 2025

LOS ANGELES, CA

Firm change after gap