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Advisor at J. W. COLE ADVISORS, INC.
TAMPA, FL | BROADVIEW HEIGHTS, OH | LAKEWOOD, OH | Broadview Heights, OH | The Villages, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J. W. COLE ADVISORS, INC. | Bd affiliated wealth | Jan 9, 2017 | n/a | yes | TAMPA, FL|Broadview Heights, OH|The Villages, FL | Current employment |
| CORNERSTONE ASSET MANAGEMENT SERVICES, INC. | Former SEC adviser | Jan 24, 2006 | n/a | yes | BROADVIEW HEIGHTS, OH|LAKEWOOD, OH | Current employment |
| QUESTAR ASSET MANAGEMENT, INC. | Former SEC adviser | Feb 16, 2005 | Jul 9, 2007 | no | BEREA, OH | Previous registration |
| STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | Former SEC adviser | Mar 14, 2001 | Dec 31, 2004 | no | YOUNGSTOWN, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| QUESTAR ASSET MANAGEMENT, INC. | CORNERSTONE ASSET MANAGEMENT SERVICES, INC. | Jul 9, 2007 | Jan 24, 2006 | -531 | Firm change after gap | Other |
| STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | QUESTAR ASSET MANAGEMENT, INC. | Dec 31, 2004 | Feb 16, 2005 | 47 | Firm change | Other |