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L•••• P••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner36 years in industry

L•••• P••••• S•••••••

Advisor at C••••• R••• F•••••••• P•••••••• I•••

MENDOTA HEIGHTS, MN

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Search this name across graphsid dfx:ria:7ce08bcb-4e3e-822d-4330-44ab7e36e620

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• R••• F•••••••• P•••••••• I•••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 13, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• R••• F•••••••• P•••••••• I•••	State registered	Mar 30, 2015	n/a	yes	MENDOTA HEIGHTS, MN	Current employment
C••••••••• A•••••••• I••	State registered	Jan 1, 2015	Aug 11, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• A•••••••• I••	C••••• R••• F•••••••• P•••••••• I•••	Aug 11, 2017	Mar 30, 2015	-865	Firm change after gap	Other

Relationships

Registered with (2)

→ C••••• R••• F•••••••• P•••••••• I•••Registered adviserregistration: current employment
Mar 30, 2015 to presentfactForm ADV
→ C••••••••• A•••••••• I••Registered adviserregistration: previous registration
Jan 1, 2015 to Aug 11, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7ce08bcb-4e3e-822d-4330-44ab7e36e620
First observed: Jan 1, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.