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RIA / WealthAdvisor14 years in industry

JOHN JOSEPH MCCAULEY

Advisor at SILVER GROVE ADVISORY SERVICES

ORCHARD PARK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7ce1dd3d-ee0e-389f-0bf7-6453b2cd259a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 11, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SILVER GROVE ADVISORY SERVICES
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 27, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 27, 2012
First registration: Sep 11, 2012
Dual registered: no
Other names: JOHN J MCCAULEY|JOHN MCCAULEY
IAPD individual key: 6092880

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SILVER GROVE ADVISORY SERVICES	Independent wealth	Aug 12, 2021	n/a	yes	ORCHARD PARK, NY	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 31, 2015	Aug 31, 2017	no	ORCHARD PARK, NY	Previous registration
NEWPORT COAST ASSET MANAGEMENT	Former SEC adviser	Jan 22, 2015	Mar 26, 2015	no	NEW YORK, NY	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Sep 11, 2012	Oct 14, 2014	no	WILLIAMSVILLE, NY\|WILLIAMSVILLE, NY\|WILLIAMSVILLE, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	SILVER GROVE ADVISORY SERVICES	Aug 31, 2017	Aug 12, 2021	1,442	Firm change after gap	Other
NEWPORT COAST ASSET MANAGEMENT	LPL FINANCIAL LLC	Mar 26, 2015	Mar 31, 2015	5	Firm change	Other
EQUITABLE ADVISORS, LLC	NEWPORT COAST ASSET MANAGEMENT	Oct 14, 2014	Jan 22, 2015	100	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:287512:NY:2017-08-31	Aug 31, 2017	Aug 12, 2021	ORCHARD PARK, NY	Firm change after gap

Relationships

Registered with (4)

→ SILVER GROVE ADVISORY SERVICESRegistered adviserregistration: current employment
Aug 12, 2021 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 31, 2015 to Aug 31, 2017factForm ADV
→ NEWPORT COAST ASSET MANAGEMENTRegistered adviserregistration: previous registration
Jan 22, 2015 to Mar 26, 2015factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 11, 2012 to Oct 14, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7ce1dd3d-ee0e-389f-0bf7-6453b2cd259a
First observed: Sep 11, 2012
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JOHN JOSEPH MCCAULEY

Advisor at SILVER GROVE ADVISORY SERVICES

ORCHARD PARK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7ce1dd3d-ee0e-389f-0bf7-6453b2cd259a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:12 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

SILVER GROVE ADVISORY SERVICES

Independent wealth

Aug 12, 2021

n/a

yes

ORCHARD PARK, NY

Current employment

LPL FINANCIAL LLC

Bd affiliated wealth

Mar 31, 2015

Aug 31, 2017

ORCHARD PARK, NY

Previous registration

NEWPORT COAST ASSET MANAGEMENT

Former SEC adviser

Jan 22, 2015

Mar 26, 2015

NEW YORK, NY

Previous registration

EQUITABLE ADVISORS, LLC

National bd RIA

Sep 11, 2012

Oct 14, 2014

WILLIAMSVILLE, NY|WILLIAMSVILLE, NY|WILLIAMSVILLE, NY

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

LPL FINANCIAL LLC

SILVER GROVE ADVISORY SERVICES

Aug 31, 2017

Aug 12, 2021

1,442

Firm change after gap

Other

NEWPORT COAST ASSET MANAGEMENT

LPL FINANCIAL LLC

Mar 26, 2015

Mar 31, 2015

Firm change

Other

EQUITABLE ADVISORS, LLC

NEWPORT COAST ASSET MANAGEMENT

Oct 14, 2014

Jan 22, 2015

100

Firm change

Other

Team

Left

Joined

From

Kind

6413:287512:NY:2017-08-31

Aug 31, 2017

Aug 12, 2021

ORCHARD PARK, NY

Firm change after gap