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V••••••• C• V••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

V••••••• C• V••••••

Advisor at L•• F•••••••• L••

PARAMUS, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7ce69d3c-9d10-215a-b179-82f0a54d056d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: May 10, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 8, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 21, 2025	n/a	yes	PARAMUS, NJ	Current employment
B• R•••• W••••• A•••••••• I•••	Bd affiliated wealth	Mar 22, 2021	Feb 19, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B• R•••• W••••• A•••••••• I•••	L•• F•••••••• L••	Feb 19, 2025	Jan 21, 2025	-29	Firm change	Ibd to ibd
W••••••• E•••• • C••••••• I•••	B• R•••• W••••• A•••••••• I•••	Apr 13, 2021

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
29686:115927:MA:2021-04-09	Apr 13, 2021	Mar 22, 2021	BOSTON, MA	Firm change
149777:29686:NJ:2018-10-09	Oct 9, 2018	Oct 8, 2018	PARAMUS, NJ	Firm change

Relationships

Registered with (7)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 21, 2025 to presentfactForm ADV
→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 22, 2021 to Feb 19, 2025factForm ADV
→ W••••••• E•••• • C••••••• I•••Registered adviserregistration: previous registration
Oct 8, 2018 to Apr 13, 2021factForm ADV
→ M••••• S••••••

Dated events

Occurred
Feb 19, 2025
Advisor changed firm
V••••••• C• V•••••• left B• R•••• W••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2025-01-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7ce69d3c-9d10-215a-b179-82f0a54d056d
First observed: May 10, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.