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Z••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

Z••• D•••••

Advisor at N••••••••• M••••• I••••••••• S•••••••••

Winter Garden, FL | NEW YORK, NY

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Search this name across graphsid dfx:ria:7ce7068c-53cc-8d72-a44e-d893dc8ecf7f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Nov 24, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• M••••• I••••••••• S•••••••••
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Apr 20, 2026	n/a	yes	Winter Garden, FL\|NEW YORK, NY	Current employment
S••••• W••••• A•••••••• I•••	No RAUM reported	Nov 19, 2025	Jan 30, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• W••••• A•••••••• I•••	N••••••••• M••••• I••••••••• S•••••••••	Jan 30, 2026	Apr 20, 2026	80	Firm change	Other
A••• I••••• A•••••••	S••••• W••••• A•••••••• I•••	Oct 24, 2025

Relationships

Registered with (3)

→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: current employment
Apr 20, 2026 to presentfactForm ADV
→ S••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 19, 2025 to Jan 30, 2026factForm ADV
→ A••• I••••• A•••••••Registered adviserregistration: previous registration
Nov 24, 2021 to Oct 24, 2025factForm ADV

Dated events

Occurred
Jan 30, 2026
Advisor changed firm
Z••• D••••• left S••••• W••••• A•••••••• I••• for N••••••••• M••••• I••••••••• S••••••••• (registered 2026-04-20)
Form ADVobserved 7 days ago
Occurred
Oct 24, 2025
Advisor changed firm
Z••• D••••• left A••• I••••• A••••••• for S••••• W••••• A•••••••• I••• (registered 2025-11-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7ce7068c-53cc-8d72-a44e-d893dc8ecf7f
First observed: Nov 24, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.