DFX Intelligence

T••••••• J•••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)31 years in industry

T••••••• J•••• G••••••

Advisor at C•••• C•••••• A••••••• L••

WESTPORT, CT

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 25, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• C•••••• A••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 21, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• C•••••• A••••••• L••	State registered	Aug 27, 2024	n/a	yes	WESTPORT, CT	Current employment
F• A•••• M••••••••• I•••	n/a	Mar 25, 2003	Apr 1, 2004	no	NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F• A•••• M••••••••• I•••	C•••• C•••••• A••••••• L••	Apr 1, 2004	Aug 27, 2024	7,453	Firm change after gap	Other

Relationships

Registered with (2)

→ C•••• C•••••• A••••••• L••Registered adviserregistration: current employment
Aug 27, 2024 to presentfactForm ADV
→ F• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Mar 25, 2003 to Apr 1, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 25, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.