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Advisor at TRUIST ADVISORY SERVICES, INC.
RICHMOND, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Mar 2, 2021 | n/a | yes | RICHMOND, VA | Current employment |
| BB&T SECURITIES, LLC | Former SEC adviser | Jan 2, 2013 | Mar 2, 2021 | no | RICHMOND, VA|CHARLOTTESVILLE, VA|RICHMOND, VA|CHARLOTTESVILLE, VA | Previous registration |
| SCOTT & STRINGFELLOW, LLC | Former SEC adviser | Jun 13, 2002 | Jan 2, 2013 | no | RICHMOND, VA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 7, 1998 | Jun 13, 2002 | no | RICHMOND, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BB&T SECURITIES, LLC | TRUIST ADVISORY SERVICES, INC. | Mar 2, 2021 | Mar 2, 2021 | 0 | Bulk transfer | Ibd to ibd |
| SCOTT & STRINGFELLOW, LLC | BB&T SECURITIES, LLC | Jan 2, 2013 | Jan 2, 2013 | 0 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | SCOTT & STRINGFELLOW, LLC | Jun 13, 2002 | Jun 13, 2002 | 0 | Firm change | Other |