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P••• M•••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

P••• M•••••• L••••

Advisor at O•••• W•••••• I•••

Hemet, CA | CORONA, CA

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Search this name across graphsid dfx:ria:7cf870f5-1991-df08-0f3b-5b8e2adbbe1e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jul 24, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 11, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Jul 22, 2025	n/a	yes	CORONA, CA\|Hemet, CA	Current employment
M•••••• A•••••• N••••••	Bd affiliated wealth	Nov 1, 2016	Aug 7, 2025	no	Corona, CA\|Corona, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• A•••••• N••••••	O•••• W•••••• I•••	Aug 7, 2025	Jul 22, 2025	-16	Firm change	Ibd to ibd
W••••••••• P•••••••	M•••••• A•••••• N••••••	Mar 28, 2017	Nov 1, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
283824:23131:CA:2025-08-06	Aug 7, 2025	Jul 22, 2025	CORONA, CA	Firm change
158935:283824:CA:2017-03-28	Mar 28, 2017	Nov 1, 2016	CORONA, CA	Firm change after gap
29604:281597:CA:2016-06-02	Jun 7, 2016	Feb 9, 2016	CORONA, CA	Firm change after gap

Relationships

Registered with (8)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Jul 22, 2025 to presentfactForm ADV
→ M•••••• A•••••• N••••••Registered adviserregistration: previous registration
Nov 1, 2016 to Aug 7, 2025factForm ADV
→ W••••••••• P•••••••Registered adviserregistration: previous registration
Jun 16, 2016 to Mar 28, 2017factForm ADV
→ T•••••• C••••••• I•••

Dated events

Occurred
Aug 7, 2025
A•••••• firm change
P••• M•••••• L•••• left M•••••• A•••••• N•••••• for O•••• W•••••• I••• (registered 2025-07-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7cf870f5-1991-df08-0f3b-5b8e2adbbe1e
First observed: Jul 24, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.