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RIA / WealthAdvisor34 years in industry

STEVEN ROY PUCKETT

Advisor at FIDUCIARY PENSION PARTNERS, LLC

WESTFIELD, NJ

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Search this name across graphsid dfx:ria:7cf9e479-2d9d-8728-0b65-51f97ddaee5e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 19, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FIDUCIARY PENSION PARTNERS, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 4, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Mar 4, 1992
First registration: Sep 19, 2005
Dual registered: no
IAPD individual key: 2218651

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FIDUCIARY PENSION PARTNERS, LLC	State registered	Aug 31, 2021	n/a	yes	WESTFIELD, NJ	Current employment
GATEWAY ADVISORY, LLC	Former SEC adviser	Oct 7, 2016	Jul 25, 2022	no	MOUNTAINSIDE, NJ	Previous registration
TRUEPLAN BENEFIT AND RETIREMENT ADVISORS	Institutional manager	Dec 7, 2012	Jun 28, 2016	no	RENSSELAER, NY\|CRANFORD, NJ	Previous registration
FIRST MONTAUK SECURITIES CORP.	n/a	Sep 19, 2005	Dec 17, 2007	no	SYOSSET, NY\|RED BANK, NJ\|SYOSSET, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GATEWAY ADVISORY, LLC	FIDUCIARY PENSION PARTNERS, LLC	Jul 25, 2022	Aug 31, 2021	-328	Firm change after gap	RIA to state RIA
TRUEPLAN BENEFIT AND RETIREMENT ADVISORS	GATEWAY ADVISORY, LLC	Jun 28, 2016	Oct 7, 2016	101	Firm change	Other
FIRST MONTAUK SECURITIES CORP.	TRUEPLAN BENEFIT AND RETIREMENT ADVISORS	Dec 17, 2007	Dec 7, 2012	1,817	Firm change after gap	Other

Relationships

Registered with (4)

→ FIDUCIARY PENSION PARTNERS, LLCRegistered adviserregistration: current employment
Aug 31, 2021 to presentfactForm ADV
→ GATEWAY ADVISORY, LLCRegistered adviserregistration: previous registration
Oct 7, 2016 to Jul 25, 2022factForm ADV
→ TRUEPLAN BENEFIT AND RETIREMENT ADVISORSRegistered adviserregistration: previous registration
Dec 7, 2012 to Jun 28, 2016factForm ADV
→ FIRST MONTAUK SECURITIES CORP.Registered adviserregistration: previous registration
Sep 19, 2005 to Dec 17, 2007factForm ADV

Dated events

Occurred
Jul 25, 2022
Advisor changed firm
Steven Roy Puckett left Gateway Advisory, Llc for Fiduciary Pension Partners, Llc (registered 2021-08-31)
Form ADVobserved 4 days ago