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Advisor at OXBOW ADVISORS, LLC
AUSTIN, TX | Houston, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OXBOW ADVISORS, LLC | Independent wealth | Mar 7, 2014 | n/a | yes | AUSTIN, TX|Houston, TX | Current employment |
| HERNDON PLANT OAKLEY LTD | Former SEC adviser | Jan 16, 2012 | Apr 23, 2015 | no | CORPUS CHRISTI, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HERNDON PLANT OAKLEY LTD | OXBOW ADVISORS, LLC | Apr 23, 2015 | Mar 7, 2014 | -412 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 44971:156393:TX:2015-04-23 | Apr 23, 2015 | Mar 7, 2014 | CORPUS CHRISTI, TX | Firm change after gap |