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CRD 154717
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| IVAN PHILIP FEINSETH | n/a | NEW YORK, NY | NORTH CALDWELL, NJ | 3 | 16 | n/a | yes |
| CYNTHIA DENISE DIBARTOLO | n/a | NEW YORK, NY | Miami, FL | Stamford, VT | 3 | 29 | n/a | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DIBARTOLO, CYNTHIA DENISE | Owner | E | yes | 05/2010 | Mar 11, 2018 | Oct 5, 2023 |
| DIBARTOLO, CYNTHIA DENISE | CHIEF EXECUTIVE OFFICER | Na | yes | 05/2010 | Mar 11, 2018 | Oct 5, 2023 |
| TIGRESS HOLDINGS LLC | MAJORITY OWNER | E | yes | 05/2010 | Mar 11, 2018 | Oct 5, 2023 |
| LI, LILY ELIZABETH | CHIEF COMPLIANCE OFFICER | Na | no | 10/2023 | Oct 5, 2023 | Oct 5, 2023 |
| MARRONE, MICHAEL THOMAS | PRINCIPAL OPERATIONS OFFICER/PRINCIPAL FINANCIAL OFFICER/FINOP | Na | no | 06/2015 | Mar 11, 2018 | Oct 5, 2023 |
| STONEX GROUP INC. | MINORITY OWNER | Na | no | 03/2021 | Apr 5, 2021 | Oct 5, 2023 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 2 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2022 | Mar 28, 2023 | $6.2M | $6.2M | 5 | 4 | 1 | n/a | n/a |
| 2021 | Mar 28, 2022 | $28.8M | $8.7M | 14 | 6 | 1 | n/a | n/a |
| 2020 | Mar 26, 2021 | $28.9M | $12.5M | 14 | 6 | 1 | n/a | n/a |
| 2019 | Mar 20, 2020 | $29.9M | $14.5M | 14 | 6 | 0 | n/a | n/a |
| 2018 | Mar 29, 2019 | $30.0M | $30.0M | 12 | 4 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2022 | $5.5M | $28.8M | -80.9% | $29.9M | -43.1% | 5 | 14 | 1 | 1 |