DFX Intelligence

D•••• A••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

D•••• A••• D••••••

Advisor at N••••• A••••••• S•••••••• L••

DE PERE, WI

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Search this name across graphsid dfx:ria:7d0da01c-f21c-a3ee-56da-f1708f7ecd65

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 31, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••• A••••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••• A••••••• S•••••••• L••	Independent wealth	Nov 15, 2017	n/a	yes	DE PERE, WI	Current employment
S•• I••••••••• I•••	Former SEC adviser	Aug 31, 2015	Oct 24, 2017	no	GREEN BAY, WI\|GREEN BAY, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• I•••	N••••• A••••••• S•••••••• L••	Oct 24, 2017	Nov 15, 2017	22	Firm change	Other

Relationships

Registered with (2)

→ N••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Nov 15, 2017 to presentfactForm ADV
→ S•• I••••••••• I•••Registered adviserregistration: previous registration
Aug 31, 2015 to Oct 24, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7d0da01c-f21c-a3ee-56da-f1708f7ecd65
First observed: Aug 31, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.