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CRD 105929
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| T•• O••••• F•••• M••••• L••• | Hedge Fund | $120M | Jun 15, 2015 | 3 | Mar 28, 2012 | dropped | n/a |
| G••• L•• | Hedge Fund | $63.3M | Sep 29, 2017 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B•••••••• D•••••• D•••• | MANAGING MEMBER | C | yes | 10/2001 | Mar 28, 2012 | Mar 29, 2019 |
| B•••••••• D•••••• D•••• | MANAGING MEMBER | Na | yes | 07/1988 | Mar 28, 2012 | Mar 29, 2019 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| O••••• F••• M••••••••• L•••••• P••••••••• | n/a | n/a | n/a | Y | yes | n/a |
| O••••• G•••• H••••••• L•• | n/a | n/a | n/a | Y | no | n/a |
| O••••• M••••••••• P••••••• L••• | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2018 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2018 | $1.2B | $1.4B | -15.0% | $1.7B | -10.9% | 25 | 29 | 0 | 0 |
| 1 |
| Mar 28, 2012 |
| dropped |
| 021-142978 |
| O••• L•• | Hedge Fund | $25.9M | Sep 29, 2017 | 1 | Mar 30, 2016 | dropped | 021-180664 |
| T•• O••••• S••••• O••••••••• F••• L•• | Hedge Fund | $21.9M | Mar 19, 2013 | 6 | Mar 28, 2012 | dropped | 021-148326 |
| R•••••••• P••••••• L•• | Hedge Fund | $21.6M | Mar 23, 2018 | 9 | Mar 30, 2016 | reported | 021-250672 |
| T•• O••••• E••••••• M•••••• F••• L• | Hedge Fund | $11.7M | Mar 28, 2012 | 31 | Mar 28, 2012 | dropped | 021-150028 |
| CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER |
| Na |
| yes |
| 06/1989 |
| Mar 28, 2012 |
| Mar 29, 2019 |
| O••••• G•••• H••••••• L•• | Owner | E | yes | 10/2001 | Mar 28, 2012 | Mar 29, 2019 |
| L••••••• N••••• S•• | DIRECTOR OF ADMINISTRATION | Na | no | 07/1988 | Mar 28, 2012 | Mar 29, 2019 |
| R•••••• C••••••••• A•• | GENERAL COUNSEL | Na | no | 06/2004 | Mar 28, 2012 | Mar 29, 2019 |
| S••••••• M••••••• K• | CHIEF INVESTMENT OFFICER | Na | no | 06/2015 | Jun 15, 2015 | Mar 29, 2019 |
| n/a |
| n/a |
| Y |
| yes |
| n/a |
| $1.2B |
| $771M |
| 25 |
| 11 |
| 0 |
| 12 |
| $766M |
| 2017 | Mar 23, 2018 | $1.4B | $871M | 29 | 12 | 0 | 13 | $899M |
| 2016 | Mar 29, 2017 | $1.4B | $657M | 30 | 11 | n/a | 11 | $670M |
| 2015 | Mar 30, 2016 | $1.7B | $762M | 38 | 13 | n/a | 7 | $681M |
| 2014 | Mar 27, 2015 | $2.0B | $851M | 37 | 15 | n/a | 8 | $903M |
| 2013 | Mar 31, 2014 | $2.1B | $833M | 40 | 16 | n/a | 8 | $908M |
| 2012 | Mar 19, 2013 | $2.0B | $776M | 38 | 18 | n/a | 9 | $825M |
| 2011 | Mar 28, 2012 | $1.4B | $674M | n/a | n/a | n/a | 10 | $791M |