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CRD 112732
DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| BRADDOCK STRUCTURED OPPORTUNITIES FUND, LP | Hedge Fund | $103M | Dec 15, 2015 | 96 | Apr 1, 2013 | dropped | 021-190889 |
| MORTGAGE OPPORTUNITY FUND VII SERIES D, LP | Hedge Fund | $63.3M | Apr 2, 2014 | 91 | Apr 2, 2012 | dropped | 021-122906 |
| MORTGAGE OPPORTUNITY FUND VIII, LP | Hedge Fund | $42.7M | Apr 1, 2013 | 84 | Apr 2, 2012 | dropped | n/a |
| STOUT STREET FUND I, LP | Hedge Fund | $12.7M | Apr 2, 2012 | 80 | Apr 2, 2012 | dropped | n/a |
| CASTLE PEAK STRUCTURED INVESTMENTS, LP | Hedge Fund | $6.6M | Mar 29, 2022 | 13 | Mar 29, 2016 | reported | 021-260153 |
| BLAKE ST. REAL ESTATE INVESTORS VI, LP | Hedge Fund | $3.5M | Apr 2, 2012 | 6 | Apr 2, 2012 | dropped | n/a |
| MORTGAGE OPPORTUNITY FUND VIII SERIES B, LP | Hedge Fund | $3.1M | Dec 15, 2015 | 7 | Apr 2, 2014 | dropped | n/a |
| BCM CALX FUND, LP | Private Equity Fund | $2.4M | Mar 29, 2016 | 15 | Apr 2, 2012 | dropped | 021-141822 |
| BLAKE ST. REAL ESTATE INVESTORS VII, LP | Hedge Fund | $980,357 | Apr 2, 2012 | 1 | Apr 2, 2012 | dropped | n/a |
| MORTGAGE OPPORTUNITY FUND VI, LP | Hedge Fund | $0 | Apr 2, 2012 | 0 | Apr 2, 2012 | dropped | n/a |
| MORTGAGE OPPORTUNITY FUND VI SERIES B, LTD. | Hedge Fund | $0 | Apr 2, 2012 | 0 | Apr 2, 2012 | dropped | n/a |
| GALENA ST. FUND, LP | Hedge Fund | $0 | Apr 2, 2012 | 0 | Apr 2, 2012 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ALLON, HARVEY, BAER | Member | E | yes | 10/2020 | Apr 2, 2012 | Mar 29, 2022 |
| ALLON, HARVEY, BAER | CHIEF EXECUTIVE OFFICER, PRESIDENT, CHIEF INVESTMENT OFFICER | Na | yes | 05/1994 | Apr 2, 2012 | Mar 29, 2022 |
| BRADDOCK FINANCIAL GP, LLC | Member | E | yes | 01/2016 | Mar 31, 2021 | Mar 29, 2022 |
| BRADDOCK HOLDINGS COMPANY, LLC | Member | E | yes | 10/2020 | Mar 31, 2021 | Mar 29, 2022 |
| GIORDANO, TOBY, RICHARD | PORTFOLIO MANAGER | Na | yes | 05/2005 | Dec 10, 2015 | Mar 29, 2022 |
| GLICKSTEIN, KEN | CHIEF COMPLIANCE OFFICER | Na | yes | 12/2012 | Apr 1, 2013 | Mar 29, 2022 |
| PLISKO, THOMAS, STEPHEN | CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER, CORPORATE SECRETARY | Na | yes | 02/2003 | Apr 2, 2012 | Mar 29, 2022 |
| TRIPP, GARRETT, EDWARD | SENIOR PORTFOLIO MANAGER, SENIOR VICE PRESIDENT | Na | yes | 12/2010 | Apr 2, 2012 | Mar 29, 2022 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2021 | Mar 29, 2022 | $565M | $565M | 8 | 5 | 0 | 1 | $6.6M |
| 2020 | Mar 31, 2021 | $832M | $832M | 9 | 5 | 0 | 1 | $5.8M |
| 2019 | Mar 31, 2020 | $662M | $662M | 10 | 6 | 0 | 1 | $5.0M |
| 2018 | Mar 22, 2019 | $394M | $394M | 9 | 5 | 0 | 1 | $3.9M |
| 2017 | Mar 30, 2018 | $159M | $159M | 9 | 5 | 0 | 1 | $2.8M |
| 2016 | Mar 29, 2017 | $79.1M | $79.1M | 11 | 5 | n/a | 1 | $2.4M |
| 2015 | Mar 29, 2016 | $61.8M | $61.8M | 13 | 4 | n/a | 3 | $58.8M |
| 2014 | Apr 1, 2015 | $119M | $119M | 13 | 4 | n/a | 4 | $176M |
| 2013 | Apr 2, 2014 | $134M | $134M | 13 | 4 | n/a | 5 | $187M |
| 2012 | Apr 1, 2013 | $132M | $132M | 16 | 4 | n/a | 4 | $130M |
| 2011 | Apr 2, 2012 | $107M | $73.9M | n/a | n/a | n/a | 9 | $81.2M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2021 | $565M | $832M | -32.0% | $394M | 12.8% | 8 | 9 | 0 | 0 |