This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

M1 CAPITAL MANAGEMENT LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 1, 2011earliest registration or exam on IAPD

Years in industry

15derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

Apr 1, 2011

First registration

Jun 13, 2012

Dual registered

no

Other names

DOUG ANDERS COOK|DOUGLAS COOK

IAPD individual key

5880237

• Occurred

  Aug 21, 2026
  Advisor departed, no destination yet

  Douglas Anders Cook no longer registered at Integrity Alliance, Llc; no later IA registration on IAPD

  Form ADVobserved 4 days ago
• Occurred

  May 19, 2023
  Advisor changed firm

  Douglas Anders Cook left Charles Schwab & Co., Inc. for M1 Capital Management Llc (registered 2025-11-26)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:7d1b023d-7792-926f-4f89-557ebb1d2afe

First observed

Jun 13, 2012

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.