DFX Intelligence

B•••• J••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

B•••• J••• O•••••

Advisor at R••••• W• B•••• • C•• I•••••••••

RANCHO SANTA FE, CA | Bellevue, WA

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Search this name across graphsid dfx:ria:7d1c3f4d-a5f4-4826-06b7-f807e1cba3ae

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 16, 1996 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• W• B•••• • C•• I•••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jun 17, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• W• B•••• • C•• I•••••••••	Mixed wealth	Nov 7, 2014	n/a	yes	RANCHO SANTA FE, CA\|Bellevue, WA	Current employment
M•••••• W••••• R••••• I•••	Former SEC adviser	Oct 3, 2005	Nov 7, 2014	no	BELLEVUE, WA\|RANCHO SANTA FE, CA\|BELLEVUE, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• W••••• R••••• I•••	R••••• W• B•••• • C•• I•••••••••	Nov 7, 2014	Nov 7, 2014	0	Bulk transfer	Other
R•• C•••••• M••••••• L••	M•••••• W••••• R••••• I•••	Oct 20, 2005	Oct 3, 2005

Relationships

Registered with (3)

→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: current employment
Nov 7, 2014 to presentfactForm ADV
→ M•••••• W••••• R••••• I•••Registered adviserregistration: previous registration
Oct 3, 2005 to Nov 7, 2014factForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Jan 16, 1996 to Oct 20, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7d1c3f4d-a5f4-4826-06b7-f807e1cba3ae
First observed: Jan 16, 1996
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.