DFX Intelligence

G•••• C•••••• C•••••• M••••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

G•••• C•••••• C•••••• M••••••••• I••

CRD 112442

BOSTON, MA

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Search this name across graphsid dfx:ria:7d1c9445-a648-c6e0-8e1e-8f85c20d5d98

Data as of Sep 30, 2025 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 11
On other graphs: 0
Observed: Feb 9, 2012 to Sep 30, 2025
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0
Regulatory AUM: $1.3B••• Locked
Discretionary RAUM: $1.3B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 16

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••••• P••••• I••••••• R••••••• G••••• I•••	Partner	F	yes	08/1991	Sep 18, 2013	Sep 30, 2024
C••••••• P••••• I••••••• R••••••• G••••• I•••	Partner	F	yes	05/1992	Sep 6, 2012	Sep 30, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$1.3B	$1.1B	12.0%	$1.1B	6.1%	16	13	0	0

Relationships

Controls (16)

← C•••••• K•••••••• A••OwnerDIRECTOR, ownership code NA, individual
Feb 9, 2012 to Sep 30, 2024factForm ADV
← P•••••• D••••••• H•••••••OwnerDIRECTOR, ownership code NA, individual
Feb 9, 2012 to Sep 30, 2024factForm ADV
← W••••••••• W••••OwnerDIRECTOR, ownership code NA, individual
Feb 9, 2012 to Sep 30, 2024factForm ADV
← G•••••• J•••••• R•••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 30, 2024 to Sep 30, 2024fact

Dated events

Occurred
Sep 30, 2024
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 30, 2024
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 5, 2022
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 5, 2022
Control person joined

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7d1c9445-a648-c6e0-8e1e-8f85c20d5d98
First observed: Feb 9, 2012
Last observed: Sep 30, 2025 11 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.