DFX Intelligence

F•••• I••••••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

F•••• I••••••••• M•••••••••

CRD 107273

HOUSTON, TX

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Search this name across graphsid dfx:ria:7d1fe6c9-0438-7acb-0993-2b969b4c0da3

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Jan 17, 2012 to Mar 31, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $418M••• Locked
Discretionary RAUM: $415M
Private client RAUM: $411Mderived••• Locked
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $139Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R•••••• J••• F••••	n/a	HOUSTON, TX	34	46	n/a	no
D••• R••••• K•••••	n/a	HOUSTON, TX	7	11

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F••••• R••••••• J•••	PRESIDENT /CHIEF COMPLIANCE OFFICER	E	yes	05/1992	Jan 17, 2012	Dec 13, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$418M	$405M	3.3%	$364M	4.7%	3	4	0	0

Relationships

Registered with (8)

← K••••••• B••• W•••••Advisorregistration: current employment
Sep 26, 2024 to presentfactForm ADV
← D••• R••••• K•••••Advisorregistration: current employment
May 18, 2019 to presentfactForm ADV
← R•••••• J••• F••••Advisorregistration: current employment
May 15, 1992 to presentfactForm ADV
← Keri Jeannine Wile

Dated events

Occurred
Jun 11, 2025
Advisor changed firm
Keri Jeannine Wile left F•••• I••••••••• M••••••••• for Cambridge Investment Research Advisors, Inc. (registered 2026-01-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7d1fe6c9-0438-7acb-0993-2b969b4c0da3
First observed: Jan 17, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.