DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL FINANCIAL LLC
ALBANY, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 4, 2024 | n/a | yes | ALBANY, NY | Current employment |
| WEALTHONE, LLC | Former SEC adviser | Jul 19, 2021 | Jan 10, 2024 | no | ALBANY, NY | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Mar 13, 2007 | Dec 31, 2010 | no | ALBANY, NY|LATHAM, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WEALTHONE, LLC | LPL FINANCIAL LLC | Jan 10, 2024 | Jan 4, 2024 | -6 | Firm change | RIA to ibd |
| VOYA FINANCIAL ADVISORS, INC. | WEALTHONE, LLC | Dec 31, 2010 | Jul 19, 2021 | 3,853 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 284679:6413:NY:2024-01-10 | Jan 10, 2024 | Jan 4, 2024 | ALBANY, NY | Firm change |