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Advisor at LPL FINANCIAL LLC
CANANDAIGUA, NY | LIVERPOOL, NY | AUBURN, NY | EAST SYRACUSE, NY | SYRACUSE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 15, 2025 | n/a | yes | SYRACUSE, NY|AUBURN, NY|LIVERPOOL, NY|SYRACUSE, NY|EAST SYRACUSE, NY|CANANDAIGUA, NY|SYRACUSE, NY | Current employment |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | Apr 21, 2022 | May 15, 2025 | no | Syracuse, NY|East Syracuse, NY|Auburn, NY|Syracuse, NY|Liverpool, NY | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Mar 24, 2022 | Apr 6, 2022 | no | SYRACUSE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CUSO FINANCIAL SERVICES, L.P. | LPL FINANCIAL LLC | May 15, 2025 | May 15, 2025 | 0 | Bulk transfer | Ibd to ibd |
| EQUITABLE ADVISORS, LLC | CUSO FINANCIAL SERVICES, L.P. | Apr 6, 2022 | Apr 21, 2022 | 15 | Firm change | Ibd to ibd |