DFX Intelligence

R•••••• E••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)46 years in industry

R•••••• E••• B•••

Advisor at L••••• C•••••• G•••• C••••••••• I•••

LOS GATOS, CA

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Search this name across graphsid dfx:ria:7d2f621b-b42f-245d-f642-d4ac7cab952e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 24, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• C•••••• G•••• C••••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 1980earliest registration or exam on IAPD
Years in industry: 46derivedfrom the industry start date
Years at current firm: 29derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• C•••••• G•••• C••••••••• I•••	Mixed wealth	Jul 1, 1997	n/a	yes	LOS GATOS, CA	Current employment
R•••• I••••••••• S••••••••• L••	No RAUM reported	Jun 24, 2015	Dec 31, 2023	no	LOS GATOS, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• I••••••••• S••••••••• L••	n/a	Dec 31, 2023	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ L••••• C•••••• G•••• C••••••••• I•••Registered adviserregistration: current employment
Jul 1, 1997 to presentfactForm ADV
→ R•••• I••••••••• S••••••••• L••Registered adviserregistration: previous registration
Jun 24, 2015 to Dec 31, 2023factForm ADV

Dated events

Occurred
Dec 31, 2023
Advisor departed, no destination yet
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7d2f621b-b42f-245d-f642-d4ac7cab952e
First observed: Jun 24, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.