DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•• C•••••• M••••••••• L••
CLEVELAND, OH | RESTON, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•• C•••••• M••••••••• L•• | Independent wealth | Jul 23, 2019 | n/a | yes | RESTON, VA|CLEVELAND, OH | Current employment |
| M•• W••••• M••••••••• L•• | Former SEC adviser | Mar 9, 2007 | Jun 28, 2019 | no | BETHESDA, MD|RESTON, VA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•• W••••• M••••••••• L•• | M•• C•••••• M••••••••• L•• | Jun 28, 2019 | Jul 23, 2019 | 25 | Firm change | RIA to RIA |
| S•• F•••••••• A••••••• M••••••••• E••••••••• I•• | M•• W••••• M••••••••• L•• | Dec 31, 2007 | Mar 9, 2007 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 142616:109807:VA:2019-06-28 | Jun 28, 2019 | Jul 23, 2019 | RESTON, VA | Firm change |
| S•• F•••••••• A••••••• M••••••••• E••••••••• I•• | Former SEC adviser | Oct 12, 2004 | Dec 31, 2007 | no | WASHINGTON, DC | Previous registration |
| -297 |
| Firm change after gap |
| Other |