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ESSEX ASSET MANAGEMENT GROUP INC., CRD 116184
ESSEX JUNCTION, VT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| TODD ROBERT TOENSING | Certified Financial Planner | SOUTH BURLINGTON, VT | 31 | 36 | 1 | yes |
| SCOTT DAVID BALDWIN | n/a | SOUTH BURLINGTON, VT | 28 | 28 | 1 | yes |
| JASON SCOTT BROWN | n/a | SOUTH BURLINGTON, VT | 0 | 12 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| TOENSING, TODD, ROBERT | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | yes | 09/1994 | Mar 28, 2012 | Jun 18, 2012 |
| BALDWIN, SCOTT, DAVID | VICE PRESIDENT | Na | no | 01/1999 | Mar 28, 2012 | Jun 18, 2012 |
| KOHLER, ELIZABETH, LUCARTHA | Secretary | Na | no | 01/2005 | Mar 28, 2012 | Jun 18, 2012 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2011 | Apr 30, 2012 | $32.0M | $32.0M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2011 | $32.0M | n/a | n/a | n/a | n/a | n/a | n/a | n/a | n/a |