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RIA / WealthAdvisor39 years in industry

MITCHELL LEWIS BLOOM

Advisor at BLOOM FINANCIAL, LLC

WESTMINSTER, CO

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Search this name across graphsid dfx:ria:7d388739-77e9-92e9-b363-4d9d33c7fc14

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jan 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BLOOM FINANCIAL, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 28, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Aug 28, 1987
First registration: Jan 1, 1999
Dual registered: no
IAPD individual key: 1682361

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BLOOM FINANCIAL, LLC	State registered	Jul 14, 2026	n/a	yes	WESTMINSTER, CO	Current employment
FOURSTAR WEALTH ADVISORS, LLC	Independent wealth	Jul 6, 2023	Feb 14, 2025	no	CHICAGO, IL\|Broomfield, CO	Previous registration
BLOOM FINANCIAL, LLC	State registered	Dec 1, 2017	Jan 31, 2024	no	WESTMINSTER, CO	Previous registration
BLOOM FINANCIAL, LLC	State registered	Mar 15, 2017	Oct 27, 2017	no	WESTMINSTER, CO	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Feb 17, 2011	Nov 13, 2017	no	Livermore, CA\|WESTMINSTER, CO	Previous registration
QA3 FINANCIAL LLC	n/a	Nov 9, 2009	Feb 11, 2011	no	BROOMFIELD, CO\|OMAHA, NE	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Jan 1, 1999	Nov 2, 2009	no	WESTMINSTER, CO\|GREENWOOD VILLAGE, CO\|WESTMINSTER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FOURSTAR WEALTH ADVISORS, LLC	BLOOM FINANCIAL, LLC	Feb 14, 2025	Jul 14, 2026	515	Firm change after gap	RIA to state RIA
BLOOM FINANCIAL, LLC	FOURSTAR WEALTH ADVISORS, LLC	Jan 31, 2024	Jul 6, 2023	-209	Firm change after gap	Other
CETERA ADVISOR NETWORKS LLC	BLOOM FINANCIAL, LLC	Nov 13, 2017	Mar 15, 2017	-243	Firm change after gap	Other
QA3 FINANCIAL LLC	CETERA ADVISOR NETWORKS LLC	Feb 11, 2011	Feb 17, 2011	6	Firm change	Other
CETERA ADVISORS LLC	QA3 FINANCIAL LLC	Nov 2, 2009	Nov 9, 2009	7	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
286324:169613:CO:2024-01-31	Jan 31, 2024	Jul 6, 2023	WESTMINSTER, CO	Firm change after gap

Relationships

Registered with (5)

→ BLOOM FINANCIAL, LLCRegistered adviserregistration: previous registration
Dec 1, 2017 to Jan 31, 2024factForm ADV
→ FOURSTAR WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 6, 2023 to Feb 14, 2025factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Feb 17, 2011 to Nov 13, 2017factForm ADV
→ QA3 FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 9, 2009 to Feb 11, 2011factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Jan 1, 1999 to Nov 2, 2009factForm ADV

Dated events

Occurred
Feb 14, 2025
Advisor changed firm
Mitchell Lewis Bloom left Fourstar Wealth Advisors, Llc for Bloom Financial, Llc (registered 2026-07-14)
Form ADVobserved 6 days ago
Occurred
Jan 31, 2024
Advisor changed firm
Mitchell Lewis Bloom left Bloom Financial, Llc for Fourstar Wealth Advisors, Llc (registered 2023-07-06)
Form ADVobserved 6 days ago