DFX Intelligence

D• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

D• A••••••• L••

CRD 341725

LAS VEGAS, NV

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Search this name across graphsid dfx:ria:7d3eb10a-1213-d956-7460-a2b61aa0648e

Data as of Jul 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 31, 2026 to Jul 15, 2026
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $753M••• Locked
Discretionary RAUM: $753M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
P•••••• S•••••• N••	CHIEF EXECUTIVE OFFICER	Na	yes	03/2026	Jul 15, 2026	Jul 15, 2026
S•••••• E••••• L•••	CHIEF OPERATING OFFICER	Na	yes	03/2026	Jul 15, 2026	Jul 15, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$0	$0	4	4	0	n/a	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$753M	n/a	n/a	n/a	n/a	4	n/a	0	n/a

Relationships

Controls (2)

← S•••••• E••••• L•••OwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Jul 15, 2026 to presentfactForm ADV
← P•••••• S•••••• N••OwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Jul 15, 2026 to presentfactForm ADV

Owns (1)

← L•••• J•••••• T••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 15, 2026 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7d3eb10a-1213-d956-7460-a2b61aa0648e
First observed: Mar 31, 2026
Last observed: Jul 15, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.