DFX Intelligence

E••••• R••••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst17 years in industry

E••••• R••••••• G••••••

Advisor at T••••••• F•••••••• P•••••••

San Mateo, CA

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Search this name across graphsid dfx:ria:7d426ea9-cc74-7a1a-5804-64cada117d49

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 2, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• F•••••••• P•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 2, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• F•••••••• P•••••••	State registered	Jan 13, 2011	n/a	yes	San Mateo, CA	Current employment
B••• O•• C•••••• L••	Former SEC adviser	Feb 2, 2009	Oct 19, 2010	no	PALO ALTO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••• O•• C•••••• L••	T••••••• F•••••••• P•••••••	Oct 19, 2010	Jan 13, 2011	86	Firm change	Other

Relationships

Registered with (2)

→ T••••••• F•••••••• P•••••••Registered adviserregistration: current employment
Jan 13, 2011 to presentfactForm ADV
→ B••• O•• C•••••• L••Registered adviserregistration: previous registration
Feb 2, 2009 to Oct 19, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7d426ea9-cc74-7a1a-5804-64cada117d49
First observed: Feb 2, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.